Compliance Manager Jobs in Lockhart, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Reporting & Compliance Manager
- Austin, TX (23 miles from Lockhart, TX)
- 4 hours ago
- Austin, TX (23 miles from Lockhart, TX)
- 4 hours ago
Note to applicants: This role is located in Austin, TX. Who You Are: We are seeking a highly skilled and motivated Financial Reporting Manager with a strong background in SOX compliance to join...
Plan Sponsor Compliance Manager
- Austin, TX (23 miles from Lockhart, TX)
- 1 day ago
- Austin, TX (23 miles from Lockhart, TX)
- 1 day ago
Alternate Locations:** Fort Wayne, IN (Indiana); Work from Home **Work Arrangement:** Remote : Work at home employee **Relocation assistance:** is not available for this opportunity. **Requisition...
Remote WorkCybersecurity Risk & Compliance Manager
- Austin, TX (23 miles from Lockhart, TX)
- 90+ days ago
- Austin, TX (23 miles from Lockhart, TX)
- 90+ days ago
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
- Austin, TX (23 miles from Lockhart, TX)
- 90+ days ago
- Austin, TX (23 miles from Lockhart, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Lockhart, TX
Moving to Lockhart, TX? Find some basic demographic data about Lockhart, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lockhart, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lockhart, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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