Compliance Manager Jobs in Mesquite, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Grand Prairie, TX (21 miles from Mesquite, TX)
- 3 days ago
- Grand Prairie, TX (21 miles from Mesquite, TX)
- 3 days ago
At least 3-years of previous retail Safety & Security Management experience, or at least 3-years IKEA Risk & Compliance experience including internal training programs to develop towards a Risk & Compliance...
Director, Risk and Compliance Management
- Plano, TX (20 miles from Mesquite, TX)
- 3 days ago
- Plano, TX (20 miles from Mesquite, TX)
- 3 days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
- Addison, TX (18 miles from Mesquite, TX)
- 7 days ago
- Addison, TX (18 miles from Mesquite, TX)
- 7 days ago
ACCOUNTING COMPLIANCE MANAGER SNI Financial Addison, TX (Onsite) Full-Time Job Details SNI has partnered with a Dallas based service company to find them an Internal Audit Manager to join their staff...
- Dallas, TX (10 miles from Mesquite, TX)
- 16 days ago
- Dallas, TX (10 miles from Mesquite, TX)
- 16 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
Manager, Compliance Second Line Testing - Auto Finance
- Plano, TX (20 miles from Mesquite, TX)
- 17 days ago
- Plano, TX (20 miles from Mesquite, TX)
- 17 days ago
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (19 miles from Mesquite, TX)
- 25 days ago
- Irving, TX (19 miles from Mesquite, TX)
- 25 days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote Work- Plano, TX (20 miles from Mesquite, TX)
- 26 days ago
- Plano, TX (20 miles from Mesquite, TX)
- 26 days ago
Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global...
Internal Audit & Compliance Manager
- Dallas, TX (10 miles from Mesquite, TX)
- 30+ days ago
- Dallas, TX (10 miles from Mesquite, TX)
- 30+ days ago
Position Overview: The Internal Audit and Compliance Manager will have primary and direct responsibility for managing the Companys internal audit and advisory program, in support of the Companys overall...
- Plano, TX (20 miles from Mesquite, TX)
- 30+ days ago
- Plano, TX (20 miles from Mesquite, TX)
- 30+ days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Dallas, TX (10 miles from Mesquite, TX)
- 30+ days ago
- Dallas, TX (10 miles from Mesquite, TX)
- 30+ days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Coppell, TX (24 miles from Mesquite, TX)
- 45+ days ago
- Coppell, TX (24 miles from Mesquite, TX)
- 45+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
- Plano, TX (20 miles from Mesquite, TX)
- 45+ days ago
- Plano, TX (20 miles from Mesquite, TX)
- 45+ days ago
Sr. Manager, Compliance The Compliance Senior Manager performs a key risk management role (second line of defense), to help identify emerging and trending risks stemming from analysis of...
Compliance Director Multifamily Operations
- Dallas, TX (10 miles from Mesquite, TX)
- 60+ days ago
- Dallas, TX (10 miles from Mesquite, TX)
- 60+ days ago
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
Compliance Manager, Private Markets
- Dallas, TX (10 miles from Mesquite, TX)
- 60+ days ago
- Dallas, TX (10 miles from Mesquite, TX)
- 60+ days ago
Job Description Your Role: In this role you will provide compliance support to Private Markets, Alternative Investments, Global and Cross Border business areas requiring unique and complex support....
Tax Compliance Director Multifamily Operations
- Dallas, TX (10 miles from Mesquite, TX)
- 60+ days ago
- Dallas, TX (10 miles from Mesquite, TX)
- 60+ days ago
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
Demographic Data for Mesquite, TX
Moving to Mesquite, TX? Find some basic demographic data about Mesquite, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mesquite, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mesquite, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Executive Management
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Documentation
- Coaching
- Reporting
- Budgets
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »