Compliance Manager Jobs in North Houston, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Governance, Risk, and Compliance Supervisor - Attest Specialization
- Houston, TX (14 miles from North Houston, TX)
- 8 days ago
- Houston, TX (14 miles from North Houston, TX)
- 8 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Houston, TX (14 miles from North Houston, TX)
- 9 days ago
- Houston, TX (14 miles from North Houston, TX)
- 9 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Research Billing & Compliance Manager - EPIC billing experience needed!
- Houston, TX (14 miles from North Houston, TX)
- 11 days ago
- Houston, TX (14 miles from North Houston, TX)
- 11 days ago
At Houston Methodist, the Manager of Research Billing Compliance position is responsible for managing the development and execution of the Houston Methodist Research Institute research billing...
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Houston, TX (14 miles from North Houston, TX)
- 26 days ago
- Houston, TX (14 miles from North Houston, TX)
- 26 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
Director of Compliance & Risk Advisory
- Houston, TX (14 miles from North Houston, TX)
- 45+ days ago
- Houston, TX (14 miles from North Houston, TX)
- 45+ days ago
indiGO Auto Group is a globally recognized and award-winning company with an unparalleled dedication to outstanding customer care and operational excellence. indiGO Auto Group is an industry...
Prevailing Wage & Government Incentivized Projects Compliance Manager
- The Woodlands, TX (15 miles from North Houston, TX)
- 45+ days ago
- The Woodlands, TX (15 miles from North Houston, TX)
- 45+ days ago
Prevailing Wage & Government Incentivized Projects Compliance Manager The Woodlands, TX, United States | req24189 What you will enjoy doing* In this role, you will be solely responsible for leading...
Governance, Risk, and Compliance Manager
- Houston, TX (14 miles from North Houston, TX)
- 90+ days ago
- Houston, TX (14 miles from North Houston, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in North Houston, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in North Houston, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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