Compliance Manager Jobs in Pilot Point, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Director of Compliance Testing & Monitoring
- Frisco, TX (14 miles from Pilot Point, TX)
- 2 days ago
- Frisco, TX (14 miles from Pilot Point, TX)
- 2 days ago
Director Compliance Test & Monitor The Director, Compliance Testing and Monitoring within the second line of defense is responsible for establishing standards for monitoring and reporting of...
Audit Manager: Compliance (Hybrid)
- Plano, TX (24 miles from Pilot Point, TX)
- 15 days ago
- Plano, TX (24 miles from Pilot Point, TX)
- 15 days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Manager, Compliance Second Line Testing - Auto Finance
- Plano, TX (24 miles from Pilot Point, TX)
- 30+ days ago
- Plano, TX (24 miles from Pilot Point, TX)
- 30+ days ago
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
- Plano, TX (24 miles from Pilot Point, TX)
- 30+ days ago
- Plano, TX (24 miles from Pilot Point, TX)
- 30+ days ago
Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global...
- Frisco, TX (14 miles from Pilot Point, TX)
- 45+ days ago
- Frisco, TX (14 miles from Pilot Point, TX)
- 45+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Plano, TX (24 miles from Pilot Point, TX)
- 45+ days ago
- Plano, TX (24 miles from Pilot Point, TX)
- 45+ days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
Compliance Manager, Regulatory Change Management
- Frisco, TX (14 miles from Pilot Point, TX)
- 90+ days ago
- Frisco, TX (14 miles from Pilot Point, TX)
- 90+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Demographic Data for Pilot Point, TX
Moving to Pilot Point, TX? Find some basic demographic data about Pilot Point, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pilot Point, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pilot Point, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Risk Management
- Accounting
- Strategy Development
- Implementation
- Auditing
- Investigation
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Documentation
- Flexibility
- Reporting
- Policy Development
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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