Compliance Manager Jobs in Prosper, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager, Compliance Second Line Testing - Auto Finance
- Plano, TX (15 miles from Prosper, TX)
- 3 days ago
- Plano, TX (15 miles from Prosper, TX)
- 3 days ago
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
- Plano, TX (15 miles from Prosper, TX)
- 12 days ago
- Plano, TX (15 miles from Prosper, TX)
- 12 days ago
Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global...
Director, Compliance Architecture (Hybrid)
- McKinney, TX (13 miles from Prosper, TX)
- 24 days ago
- McKinney, TX (13 miles from Prosper, TX)
- 24 days ago
At Globe Life, we are committed to empowering our employees with the support and opportunities they need to succeed at every stage of their career. Our thriving and dynamic community offers ample...
- Frisco, TX (6 miles from Prosper, TX)
- 24 days ago
- Frisco, TX (6 miles from Prosper, TX)
- 24 days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Plano, TX (15 miles from Prosper, TX)
- 26 days ago
- Plano, TX (15 miles from Prosper, TX)
- 26 days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Frisco, TX (6 miles from Prosper, TX)
- 29 days ago
- Frisco, TX (6 miles from Prosper, TX)
- 29 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (23 miles from Prosper, TX)
- 30+ days ago
- Coppell, TX (23 miles from Prosper, TX)
- 30+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
- Plano, TX (15 miles from Prosper, TX)
- 30+ days ago
- Plano, TX (15 miles from Prosper, TX)
- 30+ days ago
Sr. Manager, Compliance The Compliance Senior Manager performs a key risk management role (second line of defense), to help identify emerging and trending risks stemming from analysis of...
Senior Manager, Compliance Advisory
- Plano, TX (15 miles from Prosper, TX)
- 30+ days ago
- Plano, TX (15 miles from Prosper, TX)
- 30+ days ago
Senior Manager, Compliance Advisory Capital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key risk...
Compliance Manager, Regulatory Change Management
- Frisco, TX (6 miles from Prosper, TX)
- 60+ days ago
- Frisco, TX (6 miles from Prosper, TX)
- 60+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Coppell, TX (23 miles from Prosper, TX)
- 60+ days ago
- Coppell, TX (23 miles from Prosper, TX)
- 60+ days ago
Certified Information Privacy Professional (CIPP), Certified Regulatory Compliance Manager (CRCM), or similar certification preferred....
Demographic Data for Prosper, TX
Moving to Prosper, TX? Find some basic demographic data about Prosper, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Prosper, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Prosper, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Consumer Lending
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »