Compliance Manager Jobs in Rockwall, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Audit Manager: Compliance (Hybrid)
- Plano, TX (22 miles from Rockwall, TX)
- 8 days ago
- Plano, TX (22 miles from Rockwall, TX)
- 8 days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
- Dallas, TX (22 miles from Rockwall, TX)
- 26 days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 26 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
Manager, Compliance Second Line Testing - Auto Finance
- Plano, TX (22 miles from Rockwall, TX)
- 27 days ago
- Plano, TX (22 miles from Rockwall, TX)
- 27 days ago
Manager (CRCM) accreditation Build well-managed data solutions, tools, and capabilities to enable self-service frameworks testing Demonstrate ability to explore and quickly grasp new technologies to...
- Plano, TX (22 miles from Rockwall, TX)
- 30+ days ago
- Plano, TX (22 miles from Rockwall, TX)
- 30+ days ago
Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global...
Internal Audit & Compliance Manager
- Dallas, TX (22 miles from Rockwall, TX)
- 30+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 30+ days ago
Position Overview: The Internal Audit and Compliance Manager will have primary and direct responsibility for managing the Companys internal audit and advisory program, in support of the Companys overall...
Director, Compliance Architecture (Hybrid)
- McKinney, TX (23 miles from Rockwall, TX)
- 45+ days ago
- McKinney, TX (23 miles from Rockwall, TX)
- 45+ days ago
At Globe Life, we are committed to empowering our employees with the support and opportunities they need to succeed at every stage of their career. Our thriving and dynamic community offers ample...
- Plano, TX (22 miles from Rockwall, TX)
- 45+ days ago
- Plano, TX (22 miles from Rockwall, TX)
- 45+ days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Dallas, TX (22 miles from Rockwall, TX)
- 45+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 45+ days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Plano, TX (22 miles from Rockwall, TX)
- 60+ days ago
- Plano, TX (22 miles from Rockwall, TX)
- 60+ days ago
Sr. Manager, Compliance The Compliance Senior Manager performs a key risk management role (second line of defense), to help identify emerging and trending risks stemming from analysis of...
Governance, Risk, and Compliance Manager
- Dallas, TX (22 miles from Rockwall, TX)
- 90+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Governance, Risk, and Compliance Manager - Asset Management
- Dallas, TX (22 miles from Rockwall, TX)
- 90+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Rockwall, TX
Moving to Rockwall, TX? Find some basic demographic data about Rockwall, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rockwall, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rockwall, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Fraud Investigation
- Due Diligence
- Executive Management
- Asset Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Budgets
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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