Compliance Manager Jobs in Southlake, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Dallas, TX (23 miles from Southlake, TX)
- 3 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 3 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
Senior Manager, Compliance Reporting
- Westlake, TX (5 miles from Southlake, TX)
- 5 days ago
- Westlake, TX (5 miles from Southlake, TX)
- 5 days ago
Your Opportunity The Charles Schwab Corporation (CSC) Compliance Department coordinates the Company's compliance efforts; performs an advisory, monitoring, testing, and education role to support...
Agreement Compliance Manager, Office for Technology Development
- Dallas, TX (23 miles from Southlake, TX)
- 11 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 11 days ago
Agreement Compliance Manager, Office for Technology Development UT Southwestern - 3.8 Dallas, TX Job Details Full-time Estimated: $93.2K - $128K a year 1 hour ago Benefits Paid parental leave Paid holidays...
- Irving, TX (15 miles from Southlake, TX)
- 11 days ago
- Irving, TX (15 miles from Southlake, TX)
- 11 days ago
Company Details Darling Ingredients repurposes and recycles materials from the animal agriculture and food industries - transforming them into essential ingredients that do everything from feeding...
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (15 miles from Southlake, TX)
- 11 days ago
- Irving, TX (15 miles from Southlake, TX)
- 11 days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote WorkInternal Audit & Compliance Manager
- Dallas, TX (23 miles from Southlake, TX)
- 20 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 20 days ago
Position Overview: The Internal Audit and Compliance Manager will have primary and direct responsibility for managing the Companys internal audit and advisory program, in support of the Companys overall...
- Frisco, TX (23 miles from Southlake, TX)
- 25 days ago
- Frisco, TX (23 miles from Southlake, TX)
- 25 days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Dallas, TX (23 miles from Southlake, TX)
- 28 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 28 days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Frisco, TX (23 miles from Southlake, TX)
- 30+ days ago
- Frisco, TX (23 miles from Southlake, TX)
- 30+ days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (9 miles from Southlake, TX)
- 30+ days ago
- Coppell, TX (9 miles from Southlake, TX)
- 30+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
Security Risk and Compliance Director
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
Job Title: Security Risk and Compliance Director Location: CityScape What you'll do: The Director of Security and Privacy Compliance is vested with the authority to facilitate the development,...
Compliance Manager, Private Markets
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
Job Description Your Role: In this role you will provide compliance support to Private Markets, Alternative Investments, Global and Cross Border business areas requiring unique and complex support....
Tax Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
Compliance Manager, Regulatory Change Management
- Frisco, TX (23 miles from Southlake, TX)
- 60+ days ago
- Frisco, TX (23 miles from Southlake, TX)
- 60+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Demographic Data for Southlake, TX
Moving to Southlake, TX? Find some basic demographic data about Southlake, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Southlake, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Southlake, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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