Compliance Manager Jobs in Southlake, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Senior Manager of Compliance Communications
- Westlake, TX (5 miles from Southlake, TX)
- 8 days ago
- Westlake, TX (5 miles from Southlake, TX)
- 8 days ago
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
- Grand Prairie, TX (15 miles from Southlake, TX)
- 9 days ago
- Grand Prairie, TX (15 miles from Southlake, TX)
- 9 days ago
At least 3-years of previous retail Safety & Security Management experience, or at least 3-years IKEA Risk & Compliance experience including internal training programs to develop towards a Risk & Compliance...
- Addison, TX (18 miles from Southlake, TX)
- 13 days ago
- Addison, TX (18 miles from Southlake, TX)
- 13 days ago
ACCOUNTING COMPLIANCE MANAGER SNI Financial Addison, TX (Onsite) Full-Time Job Details SNI has partnered with a Dallas based service company to find them an Internal Audit Manager to join their staff...
- Dallas, TX (23 miles from Southlake, TX)
- 22 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 22 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (15 miles from Southlake, TX)
- 30+ days ago
- Irving, TX (15 miles from Southlake, TX)
- 30+ days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote WorkInternal Audit & Compliance Manager
- Dallas, TX (23 miles from Southlake, TX)
- 30+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 30+ days ago
Position Overview: The Internal Audit and Compliance Manager will have primary and direct responsibility for managing the Companys internal audit and advisory program, in support of the Companys overall...
- Frisco, TX (23 miles from Southlake, TX)
- 30+ days ago
- Frisco, TX (23 miles from Southlake, TX)
- 30+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and defined customer service terms and conditions...
- Frisco, TX (23 miles from Southlake, TX)
- 45+ days ago
- Frisco, TX (23 miles from Southlake, TX)
- 45+ days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (9 miles from Southlake, TX)
- 45+ days ago
- Coppell, TX (9 miles from Southlake, TX)
- 45+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
Compliance Manager, Private Markets
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
Job Description Your Role: In this role you will provide compliance support to Private Markets, Alternative Investments, Global and Cross Border business areas requiring unique and complex support....
Tax Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
Compliance Manager, Regulatory Change Management
- Frisco, TX (23 miles from Southlake, TX)
- 60+ days ago
- Frisco, TX (23 miles from Southlake, TX)
- 60+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Governance, Risk, and Compliance Manager
- Fort Worth, TX (18 miles from Southlake, TX)
- 60+ days ago
- Fort Worth, TX (18 miles from Southlake, TX)
- 60+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Southlake, TX
Moving to Southlake, TX? Find some basic demographic data about Southlake, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Southlake, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Southlake, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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