Compliance Manager Jobs in Stafford, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Houston, TX (15 miles from Stafford, TX)
- 11 hours ago
- Houston, TX (15 miles from Stafford, TX)
- 11 hours ago
Position Summary The Compliance Manager Western Hemisphere will report to the Chief Compliance Officer within the Companys Legal function....
- Houston, TX (15 miles from Stafford, TX)
- 1 day ago
- Houston, TX (15 miles from Stafford, TX)
- 1 day ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Director of Compliance & Risk Advisory
- Houston, TX (15 miles from Stafford, TX)
- 6 days ago
- Houston, TX (15 miles from Stafford, TX)
- 6 days ago
indiGO Auto Group is a globally recognized and award-winning company with an unparalleled dedication to outstanding customer care and operational excellence. indiGO Auto Group is an industry...
Reporting Compliance Manager University of Houston
- Houston, TX (15 miles from Stafford, TX)
- 9 days ago
- Houston, TX (15 miles from Stafford, TX)
- 9 days ago
Performs variance analysis and assist with audit responses for management reports. 7....
- Houston, TX (15 miles from Stafford, TX)
- 30+ days ago
- Houston, TX (15 miles from Stafford, TX)
- 30+ days ago
Performs variance analysis and assist with audit responses for management reports....
Compliance Manager, Private Markets
- Houston, TX (15 miles from Stafford, TX)
- 60+ days ago
- Houston, TX (15 miles from Stafford, TX)
- 60+ days ago
Job Description Your Role: In this role you will provide compliance support to Private Markets, Alternative Investments, Global and Cross Border business areas requiring unique and complex support....
Governance, Risk, and Compliance Manager
- Houston, TX (15 miles from Stafford, TX)
- 90+ days ago
- Houston, TX (15 miles from Stafford, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Houston, TX (15 miles from Stafford, TX)
- 90+ days ago
- Houston, TX (15 miles from Stafford, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Stafford, TX
Moving to Stafford, TX? Find some basic demographic data about Stafford, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Stafford, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Stafford, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Management Reporting
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Management Consulting
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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