Compliance Manager Jobs in Webster, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Houston, TX (20 miles from Webster, TX)
- 8 days ago
- Houston, TX (20 miles from Webster, TX)
- 8 days ago
Position Summary The Compliance Manager Western Hemisphere will report to the Chief Compliance Officer within the Companys Legal function....
Director of Compliance & Risk Advisory
- Houston, TX (20 miles from Webster, TX)
- 14 days ago
- Houston, TX (20 miles from Webster, TX)
- 14 days ago
indiGO Auto Group is a globally recognized and award-winning company with an unparalleled dedication to outstanding customer care and operational excellence. indiGO Auto Group is an industry...
Reporting Compliance Manager University of Houston
- Houston, TX (20 miles from Webster, TX)
- 17 days ago
- Houston, TX (20 miles from Webster, TX)
- 17 days ago
Performs variance analysis and assist with audit responses for management reports. 7....
- Hitchcock, TX (18 miles from Webster, TX)
- 45+ days ago
- Hitchcock, TX (18 miles from Webster, TX)
- 45+ days ago
As a Global Compliance Manager: + Lead the execution and continuous evolution of our global anti-corruption and bribery compliance program with a focus on third-party oversight and M&A integration +...
- Houston, TX (20 miles from Webster, TX)
- 45+ days ago
- Houston, TX (20 miles from Webster, TX)
- 45+ days ago
Performs variance analysis and assist with audit responses for management reports....
Governance, Risk, and Compliance Manager
- Houston, TX (20 miles from Webster, TX)
- 90+ days ago
- Houston, TX (20 miles from Webster, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Houston, TX (20 miles from Webster, TX)
- 90+ days ago
- Houston, TX (20 miles from Webster, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Webster, TX
Moving to Webster, TX? Find some basic demographic data about Webster, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Webster, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Webster, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Fraud Investigation
- Due Diligence
- Executive Management
- Asset Management
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Budgets
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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