Compliance Manager Jobs in Westlake, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Your Opportunity The Charles Schwab Corporation (CSC) Compliance Department coordinates the Company's compliance efforts; performs an advisory, monitoring, testing, and education role to support...
- Irving, TX (20 miles from Westlake, TX)
- 10 days ago
- Irving, TX (20 miles from Westlake, TX)
- 10 days ago
Company Details Darling Ingredients repurposes and recycles materials from the animal agriculture and food industries - transforming them into essential ingredients that do everything from feeding...
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (20 miles from Westlake, TX)
- 11 days ago
- Irving, TX (20 miles from Westlake, TX)
- 11 days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote Work- Frisco, TX (24 miles from Westlake, TX)
- 24 days ago
- Frisco, TX (24 miles from Westlake, TX)
- 24 days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
- Frisco, TX (24 miles from Westlake, TX)
- 29 days ago
- Frisco, TX (24 miles from Westlake, TX)
- 29 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (13 miles from Westlake, TX)
- 30+ days ago
- Coppell, TX (13 miles from Westlake, TX)
- 30+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
Compliance Manager, Regulatory Change Management
- Frisco, TX (24 miles from Westlake, TX)
- 60+ days ago
- Frisco, TX (24 miles from Westlake, TX)
- 60+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Governance, Risk, and Compliance Manager
- Fort Worth, TX (20 miles from Westlake, TX)
- 60+ days ago
- Fort Worth, TX (20 miles from Westlake, TX)
- 60+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Coppell, TX (13 miles from Westlake, TX)
- 60+ days ago
- Coppell, TX (13 miles from Westlake, TX)
- 60+ days ago
Certified Information Privacy Professional (CIPP), Certified Regulatory Compliance Manager (CRCM), or similar certification preferred....
Demographic Data for Westlake, TX
Moving to Westlake, TX? Find some basic demographic data about Westlake, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Westlake, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Westlake, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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