Compliance Manager Jobs in Westlake, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Coppell, TX (13 miles from Westlake, TX)
- 6 days ago
- Coppell, TX (13 miles from Westlake, TX)
- 6 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Accounting Compliance Manager -CPA Required
- Addison, TX (22 miles from Westlake, TX)
- 14 days ago
- Addison, TX (22 miles from Westlake, TX)
- 14 days ago
Manager to assess Information Technology General Controls (ITGC) and Information Technology Automated Controls (ITAC), including Logical Access, Change Management, Backup & Restoration, and Incident...
Senior Director, Compliance Analytics
- Frisco, TX (24 miles from Westlake, TX)
- 16 days ago
- Frisco, TX (24 miles from Westlake, TX)
- 16 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
BSA Sanctions Compliance Manager
- Frisco, TX (24 miles from Westlake, TX)
- 22 days ago
- Frisco, TX (24 miles from Westlake, TX)
- 22 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
Internal Controls Compliance Manager
- Irving, TX (20 miles from Westlake, TX)
- 28 days ago
- Irving, TX (20 miles from Westlake, TX)
- 28 days ago
When you're the best, we're the best. We instill an environment where employees feel engaged, satisfied and able to contribute their unique skills and talents while living and working as their...
Security & Privacy Compliance Manager (Kubota Credit Corporation)
- Grapevine, TX (10 miles from Westlake, TX)
- 30+ days ago
- Grapevine, TX (10 miles from Westlake, TX)
- 30+ days ago
This position is majority located "In office* - Grapevine, Texas. BASIC PURPOSE AND SCOPE OF POSITION The Manager, Security & Privacy Compliance is responsible for leading and advancing the...
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (20 miles from Westlake, TX)
- 60+ days ago
- Irving, TX (20 miles from Westlake, TX)
- 60+ days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote Work- Coppell, TX (13 miles from Westlake, TX)
- 90+ days ago
- Coppell, TX (13 miles from Westlake, TX)
- 90+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
Governance, Risk, and Compliance Manager
- Fort Worth, TX (20 miles from Westlake, TX)
- 90+ days ago
- Fort Worth, TX (20 miles from Westlake, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Westlake, TX
Moving to Westlake, TX? Find some basic demographic data about Westlake, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Westlake, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Westlake, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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