Compliance Manager Jobs in Draper, UT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Salt Lake City, UT (13 miles from Draper, UT)
- 13 hours ago
- Salt Lake City, UT (13 miles from Draper, UT)
- 13 hours ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Plan Sponsor Compliance Manager
- Salt Lake City, UT (13 miles from Draper, UT)
- 3 days ago
- Salt Lake City, UT (13 miles from Draper, UT)
- 3 days ago
Alternate Locations:** Fort Wayne, IN (Indiana); Work from Home **Work Arrangement:** Remote : Work at home employee **Relocation assistance:** is not available for this opportunity. **Requisition...
Remote Work- Cottonwood Heights, UT (11 miles from Draper, UT)
- 7 days ago
- Cottonwood Heights, UT (11 miles from Draper, UT)
- 7 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Manager - Compliance - Quality Control
- Sandy, UT (5 miles from Draper, UT)
- 7 days ago
- Sandy, UT (5 miles from Draper, UT)
- 7 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Salt Lake City, UT (13 miles from Draper, UT)
- 11 days ago
- Salt Lake City, UT (13 miles from Draper, UT)
- 11 days ago
About WebBank WebBank (the "Bank") is a Utah-chartered Industrial Bank headquartered in Salt Lake City, Utah. As "The Bank Behind the Brand", WebBank is a national issuer of consumer and small...
Manager - Compliance; Fair Lending
- Salt Lake City, UT (13 miles from Draper, UT)
- 11 days ago
- Salt Lake City, UT (13 miles from Draper, UT)
- 11 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Strategic Partnerships Compliance Manager
- Salt Lake City, UT (13 miles from Draper, UT)
- 20 days ago
- Salt Lake City, UT (13 miles from Draper, UT)
- 20 days ago
Compliance Manager experience at a financial institution or examiner experience with a financial regulatory agency (FDIC or UDFI) required....
- Sandy, UT (5 miles from Draper, UT)
- 30+ days ago
- Sandy, UT (5 miles from Draper, UT)
- 30+ days ago
. + Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience...
- Cottonwood Heights, UT (11 miles from Draper, UT)
- 45+ days ago
- Cottonwood Heights, UT (11 miles from Draper, UT)
- 45+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
Demographic Data for Draper, UT
Moving to Draper, UT? Find some basic demographic data about Draper, UT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Draper, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Draper, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Policy Development
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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