Compliance Manager Jobs in Highland, UT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Strategic Partnerships Compliance Manager
- Salt Lake City, UT (19 miles from Highland, UT)
- 18 hours ago
- Salt Lake City, UT (19 miles from Highland, UT)
- 18 hours ago
Compliance Manager experience at a financial institution or examiner experience with a financial regulatory agency (FDIC or UDFI) required....
Manager - Compliance; GFCC Program Coordinator
- Sandy, UT (12 miles from Highland, UT)
- 5 days ago
- Sandy, UT (12 miles from Highland, UT)
- 5 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Plan Sponsor Compliance Manager
- Salt Lake City, UT (19 miles from Highland, UT)
- 7 days ago
- Salt Lake City, UT (19 miles from Highland, UT)
- 7 days ago
Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...
Remote WorkDirector - Compliance Issues Management Program
- Sandy, UT (12 miles from Highland, UT)
- 7 days ago
- Sandy, UT (12 miles from Highland, UT)
- 7 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Sr Manager, Compliance Advisory
- Lehi, UT (2 miles from Highland, UT)
- 8 days ago
- Lehi, UT (2 miles from Highland, UT)
- 8 days ago
Current Employees of LendingClub: Please apply via your internal Workday Account LendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank, National Association, Member FDIC. We...
- Salt Lake City, UT (19 miles from Highland, UT)
- 11 days ago
- Salt Lake City, UT (19 miles from Highland, UT)
- 11 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Sandy, UT (12 miles from Highland, UT)
- 12 days ago
- Sandy, UT (12 miles from Highland, UT)
- 12 days ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
Director - Compliance; Learning, Development & Communications
- Sandy, UT (12 miles from Highland, UT)
- 13 days ago
- Sandy, UT (12 miles from Highland, UT)
- 13 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Manager - Compliance; Fair Lending
- Salt Lake City, UT (19 miles from Highland, UT)
- 15 days ago
- Salt Lake City, UT (19 miles from Highland, UT)
- 15 days ago
**Preferred Qualifications** + JD or Certified Regulatory Compliance Manager (CRCM) designation. + Experience working in a large financial institution or experience as a bank regulatory examiner. +...
- Salt Lake City, UT (19 miles from Highland, UT)
- 18 days ago
- Salt Lake City, UT (19 miles from Highland, UT)
- 18 days ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
- Cottonwood Heights, UT (15 miles from Highland, UT)
- 30+ days ago
- Cottonwood Heights, UT (15 miles from Highland, UT)
- 30+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
Demographic Data for Highland, UT
Moving to Highland, UT? Find some basic demographic data about Highland, UT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Highland, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Highland, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- E-Verify
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Budgets
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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