Compliance Manager Jobs in Lehi, UT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager - Compliance (B2B Payments)
- Sandy, UT (12 miles from Lehi, UT)
- 1 day ago
- Sandy, UT (12 miles from Lehi, UT)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Salt Lake City, UT (18 miles from Lehi, UT)
- 3 days ago
- Salt Lake City, UT (18 miles from Lehi, UT)
- 3 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Plan Sponsor Compliance Manager
- Salt Lake City, UT (18 miles from Lehi, UT)
- 6 days ago
- Salt Lake City, UT (18 miles from Lehi, UT)
- 6 days ago
Alternate Locations:** Fort Wayne, IN (Indiana); Work from Home **Work Arrangement:** Remote : Work at home employee **Relocation assistance:** is not available for this opportunity. **Requisition...
Remote Work- Cottonwood Heights, UT (17 miles from Lehi, UT)
- 10 days ago
- Cottonwood Heights, UT (17 miles from Lehi, UT)
- 10 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Manager - Compliance - Quality Control
- Sandy, UT (12 miles from Lehi, UT)
- 10 days ago
- Sandy, UT (12 miles from Lehi, UT)
- 10 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Strategic Partnerships Compliance Manager
- Salt Lake City, UT (18 miles from Lehi, UT)
- 23 days ago
- Salt Lake City, UT (18 miles from Lehi, UT)
- 23 days ago
Compliance Manager experience at a financial institution or examiner experience with a financial regulatory agency (FDIC or UDFI) required....
- Sandy, UT (12 miles from Lehi, UT)
- 30+ days ago
- Sandy, UT (12 miles from Lehi, UT)
- 30+ days ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
- Cottonwood Heights, UT (17 miles from Lehi, UT)
- 45+ days ago
- Cottonwood Heights, UT (17 miles from Lehi, UT)
- 45+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
Demographic Data for Lehi, UT
Moving to Lehi, UT? Find some basic demographic data about Lehi, UT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lehi, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lehi, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Wealth Management
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Risk Management
- Accounting
- Strategy Development
- Implementation
- Auditing
- Investigation
- Mentoring
- Budgets
- Employee Development
- Documentation
- Flexibility
- Reporting
- Collaboration
- Policy Development
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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