Compliance Manager Jobs in Riverton, UT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Salt Lake City, UT (11 miles from Riverton, UT)
- 2 days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 2 days ago
About WebBank WebBank (the "Bank") is a Utah-chartered Industrial Bank headquartered in Salt Lake City, Utah. As "The Bank Behind the Brand", WebBank is a national issuer of consumer and small...
Manager - Compliance; Fair Lending
- Salt Lake City, UT (11 miles from Riverton, UT)
- 2 days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 2 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
- Salt Lake City, UT (11 miles from Riverton, UT)
- 6 days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 6 days ago
Founded in 2008, Locumsmart provides web-based software-as-a-service solutions to the healthcare recruitment industry. The Locumsmart web-portal provides workflow automation, vendor management...
Manager-Compliance, Global Financial Crimes Compliance, Audit Management
- Salt Lake City, UT (11 miles from Riverton, UT)
- 9 days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 9 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Strategic Partnerships Compliance Manager
- Salt Lake City, UT (11 miles from Riverton, UT)
- 11 days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 11 days ago
Compliance Manager experience at a financial institution or examiner experience with a financial regulatory agency (FDIC or UDFI) required....
Director - Compliance Issues Management Program
- Sandy, UT (7 miles from Riverton, UT)
- 18 days ago
- Sandy, UT (7 miles from Riverton, UT)
- 18 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Sandy, UT (7 miles from Riverton, UT)
- 23 days ago
- Sandy, UT (7 miles from Riverton, UT)
- 23 days ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
- Cottonwood Heights, UT (16 miles from Riverton, UT)
- 30+ days ago
- Cottonwood Heights, UT (16 miles from Riverton, UT)
- 30+ days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
Demographic Data for Riverton, UT
Moving to Riverton, UT? Find some basic demographic data about Riverton, UT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Riverton, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Riverton, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »