Compliance Manager Jobs in Salt Lake City, UT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Supply Chain Business Operations Compliance Manager 2
- Northrop Grumman
- Magna, UT (5 miles from Salt Lake City, UT)
- 5 days ago
- Magna, UT (5 miles from Salt Lake City, UT)
- 5 days ago
As a Supply Chain Business Operations Compliance Manager 2, you will be pivotal in supporting missions critical to national and global security. Ready to join forces with our visionary team?...
In PersonManager- Compliance Customer Risk Rating
- American Express
- Sandy, UT (8 miles from Salt Lake City, UT)
- 7 days ago
- Sandy, UT (8 miles from Salt Lake City, UT)
- 7 days ago
Manager- Compliance Customer Risk Rating New York, NY, United States Phoenix, AZ, United States Sandy, UT, United States Charlotte, NC, United States (Hybrid) Job Description American Expresss...
In Person Full Time- American Express
- Sandy, UT (8 miles from Salt Lake City, UT)
- 10 days ago
- Sandy, UT (8 miles from Salt Lake City, UT)
- 10 days ago
Director-Compliance New York, NY, United States Charlotte, NC, United States Sandy, UT, United States Phoenix, AZ, United States (Hybrid) Job Description Global Financial Crimes Compliance...
In Person Full TimeDemographic Data for Salt Lake City, UT
Moving to Salt Lake City, UT? Find some basic demographic data about Salt Lake City, UT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Salt Lake City, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Salt Lake City, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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