Compliance Manager Jobs in Taylorsville, UT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Sr Manager, Compliance Advisory
- Lehi, UT (18 miles from Taylorsville, UT)
- 2 hours ago
- Lehi, UT (18 miles from Taylorsville, UT)
- 2 hours ago
Current Employees of LendingClub: Please apply via your internal Workday Account LendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank, National Association, Member FDIC. We...
Manager of Compliance & Ethics Investigations
- Salt Lake City, UT
- 3 days ago
- Salt Lake City, UT
- 3 days ago
As the Manager of US Compliance & Ethics Investigations, you will be responsible for the development of the Company's US compliance and ethics investigations program. In this role you will serve...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Sandy, UT (8 miles from Taylorsville, UT)
- 4 days ago
- Sandy, UT (8 miles from Taylorsville, UT)
- 4 days ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
Manager - Compliance; Policies and Standards Office
- Sandy, UT (8 miles from Taylorsville, UT)
- 5 days ago
- Sandy, UT (8 miles from Taylorsville, UT)
- 5 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance; Learning, Development & Communications
- Sandy, UT (8 miles from Taylorsville, UT)
- 5 days ago
- Sandy, UT (8 miles from Taylorsville, UT)
- 5 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
- Cottonwood Heights, UT (17 miles from Taylorsville, UT)
- 25 days ago
- Cottonwood Heights, UT (17 miles from Taylorsville, UT)
- 25 days ago
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
Product Compliance Manager, Cards & Rewards
- Salt Lake City, UT
- 90+ days ago
- Salt Lake City, UT
- 90+ days ago
The role will report directly to the Compliance Manager, Payments & Card Compliance. Where you'll work This role will be based in our Salt Lake City office....
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Taylorsville, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Taylorsville, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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