Compliance Manager Jobs in West Jordan, UT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Lehi, UT (16 miles from West Jordan, UT)
- 1 hour ago
- Lehi, UT (16 miles from West Jordan, UT)
- 1 hour ago
Manager (CRCM) or Certified Internal Auditor (CIA) Work Location San Francisco or Lehi The above locations are eligible offices for this role....
Governance Risk & Compliance Manager
- Salt Lake City, UT (2 miles from West Jordan, UT)
- 1 day ago
- Salt Lake City, UT (2 miles from West Jordan, UT)
- 1 day ago
Healthcares helping hand. CHG shook things up in 1979 by inventing the locum tenens staffing model. We connect doctors with patients who need their care. As the largest physician staffing firm in...
Manager - Compliance (B2B Payments)
- Sandy, UT (7 miles from West Jordan, UT)
- 2 days ago
- Sandy, UT (7 miles from West Jordan, UT)
- 2 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director- Compliance, US Consumer Deposit
- Sandy, UT (7 miles from West Jordan, UT)
- 6 days ago
- Sandy, UT (7 miles from West Jordan, UT)
- 6 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
- Sandy, UT (7 miles from West Jordan, UT)
- 7 days ago
- Sandy, UT (7 miles from West Jordan, UT)
- 7 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Sandy, UT (7 miles from West Jordan, UT)
- 14 days ago
- Sandy, UT (7 miles from West Jordan, UT)
- 14 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance (Privacy)
- Sandy, UT (7 miles from West Jordan, UT)
- 16 days ago
- Sandy, UT (7 miles from West Jordan, UT)
- 16 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance (Regulatory Change Management)
- Sandy, UT (7 miles from West Jordan, UT)
- 17 days ago
- Sandy, UT (7 miles from West Jordan, UT)
- 17 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Salt Lake City, UT (2 miles from West Jordan, UT)
- 19 days ago
- Salt Lake City, UT (2 miles from West Jordan, UT)
- 19 days ago
About the Role We're looking for an experienced, hands-on Marketing Compliance Manager to help build out our existing marketing compliance program and ensure Rho's advertising and promotional activities...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Midvale, UT (8 miles from West Jordan, UT)
- 20 days ago
- Midvale, UT (8 miles from West Jordan, UT)
- 20 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Director-Compliance Risk Assessment
- Sandy, UT (7 miles from West Jordan, UT)
- 22 days ago
- Sandy, UT (7 miles from West Jordan, UT)
- 22 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Manager-Compliance Risk Assessment
- Sandy, UT (7 miles from West Jordan, UT)
- 22 days ago
- Sandy, UT (7 miles from West Jordan, UT)
- 22 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director, Compliance Officer u2013 Crypto & Digital Assets
- Cottonwood Heights, UT (17 miles from West Jordan, UT)
- 26 days ago
- Cottonwood Heights, UT (17 miles from West Jordan, UT)
- 26 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Senior Director, Compliance Analytics
- Cottonwood Heights, UT (17 miles from West Jordan, UT)
- 27 days ago
- Cottonwood Heights, UT (17 miles from West Jordan, UT)
- 27 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Cottonwood Heights, UT (17 miles from West Jordan, UT)
- 45+ days ago
- Cottonwood Heights, UT (17 miles from West Jordan, UT)
- 45+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Demographic Data for West Jordan, UT
Moving to West Jordan, UT? Find some basic demographic data about West Jordan, UT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in West Jordan, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in West Jordan, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Sales & Use Tax
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Wealth Management
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Due Diligence
- Business Processes
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Consulting
- Written Communication
- Mentoring
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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