Compliance Specialist Jobs in Palo Alto, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist II
- Alameda, CA (23 miles from Palo Alto, CA)
- 2 days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 2 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Risk & Compliance Analyst
- Oakland, CA (23 miles from Palo Alto, CA)
- 9 hours ago
- Oakland, CA (23 miles from Palo Alto, CA)
- 9 hours ago
Requisition ID # 166909 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Senior Regulatory Affairs Specialist - International
- Palo Alto, CA
- 1 day ago
- Palo Alto, CA
- 1 day ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Regulatory Affairs Specialist 3
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 4 days ago
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 4 days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Sr. Regulatory Affairs Specialist
- San Jose, CA (15 miles from Palo Alto, CA)
- 15 days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 15 days ago
Be part of something bigger! BD is one of the largest global medical technology companies in the world and is advancing the world of health by improving medical discovery, diagnostics, and the...
Principal Regulatory Affairs Specialist
- San Jose, CA (15 miles from Palo Alto, CA)
- 17 days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 17 days ago
Company Overview Embark on an enriching journey with PROCEPT BioRobotics, where our vision, mission, and values guide everything we do as a company. We are committed to revolutionizing treatment...
Principal Regulatory Affairs Specialist US New Product Introduction Diabetes Care (on-site)
- Alameda, CA (23 miles from Palo Alto, CA)
- 24 days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 24 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist (Business Partnerships).
- Alameda, CA (23 miles from Palo Alto, CA)
- 26 days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 26 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist - Life Sciences
- South San Francisco, CA (21 miles from Palo Alto, CA)
- 30+ days ago
- South San Francisco, CA (21 miles from Palo Alto, CA)
- 30+ days ago
We are seeking a Life Sciences-Regulatory Affairs Specialist for an assignment in South San Francisco California.
Join us in pioneering breakthroughs in healthcare. For everyone. Everywhere. Sustainably. Our inspiring and caring environment forms a global community that celebrates diversity and individuality....
Regulatory Compliance Specialist / Req 822408492
- Alameda, CA (23 miles from Palo Alto, CA)
- 30+ days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 30+ days ago
PRINCIPAL RESPONSIBILITIES : Under the direction of the Supervisor, Regulatory Affairs & Compliance, the Regulatory Compliance Specialist supports the compliance program by coordinating implementation...
SAP S/4HANA Deployment Financial Compliance Specialist- Authorizations ( 2 years fixed term)
- San Jose, CA (15 miles from Palo Alto, CA)
- 30+ days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 30+ days ago
At Roche you can show up as yourself, embraced for the unique qualities you bring. Our culture encourages personal expression, open dialogue, and genuine connections, where you are valued,...
Senior Regulatory Affairs Specialist
- Redwood City, CA (5 miles from Palo Alto, CA)
- 45+ days ago
- Redwood City, CA (5 miles from Palo Alto, CA)
- 45+ days ago
Pulmonx is looking for a Sr Regulatory Affairs Specialist to join our team supporting all regulatory aspects of our groundbreaking medical devices. Your expertise will be crucial in ensuring that...
Mudflap serves the $800B trucking industry, the backbone of the U.S. economy. Our market-leading payment products help truckers save thousands of dollars on fuel (their #1 business expense), while...
Ant Group-US Sanctions Compliance Officer-Sunnyvale CA
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 45+ days ago
- Sunnyvale, CA (8 miles from Palo Alto, CA)
- 45+ days ago
Ant Star Ant Group-US Sanctions Compliance Officer-Sunnyvale CA Risk Management-Risk Strategy Operation Basic information Location: Sunnyvale Working years: More than 5 years Department: Ant Group...
Demographic Data for Palo Alto, CA
Moving to Palo Alto, CA? Find some basic demographic data about Palo Alto, CA below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Palo Alto, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Palo Alto, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »