Compliance Specialist Jobs in Santa Clara, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Regulatory Affairs Specialist, Ion
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 1 day ago
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 1 day ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Senior Regulatory Affairs Specialist Vascular (on-site)
- Santa Clara, CA
- 3 days ago
- Santa Clara, CA
- 3 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Senior Regulatory Affairs Specialist IVD
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 8 days ago
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 8 days ago
Senior Regulatory Affairs Specialist, Global Market Protection Location : Remote Shift : M-F, standard working hours Pay : $47/hr-$50/hr 6 month contract role Overview: The Regulatory Affairs...
Product Regulatory Compliance Specialist
- Fremont, CA (14 miles from Santa Clara, CA)
- 9 days ago
- Fremont, CA (14 miles from Santa Clara, CA)
- 9 days ago
The Impact Youll Make We are looking for a regulatory compliance specialist with 8+ years of experience in managing the compliance of semiconductor manufacturing equipment and related products to applicable...
Senior Regulatory Affairs Specialist - IVD
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 9 days ago
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 9 days ago
Senior Regulatory Affairs Specialist, Global Market Protection Location : Remote Shift : M-F, standard working hours Pay : $47/hr-$50/hr 6 month contract role Overview: The Regulatory Affairs...
About Marvell Marvells semiconductor solutions are the essential building blocks of the data infrastructure that connects our world. Across enterprise, cloud and AI, automotive, and carrier...
Senior Regulatory Affairs Specialist
- Redwood City, CA (17 miles from Santa Clara, CA)
- 16 days ago
- Redwood City, CA (17 miles from Santa Clara, CA)
- 16 days ago
About NevroNevro (NYSE: NVRO) is a global medical device company headquartered in Redwood City, California.We are focused on delivering comprehensive, life-changing solutions that continue to set...
Staff Regulatory Affairs Specialist - Hybrid
- Milpitas, CA (8 miles from Santa Clara, CA)
- 16 days ago
- Milpitas, CA (8 miles from Santa Clara, CA)
- 16 days ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Regulatory Affairs Specialist - (NMPA/CFDA)
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 24 days ago
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 24 days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Regulatory Compliance Specialist
- Livermore, CA (20 miles from Santa Clara, CA)
- 24 days ago
- Livermore, CA (20 miles from Santa Clara, CA)
- 24 days ago
As the Regulatory Compliance Specialist, your primary responsibility is to maintain and obtain state durable medical equipment licensing, including supporting accreditation activities....
Senior Regulatory Affairs Specialist
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 30+ days ago
- Sunnyvale, CA (4 miles from Santa Clara, CA)
- 30+ days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Sr Regulatory Affairs Specialist
- Campbell, CA (5 miles from Santa Clara, CA)
- 30+ days ago
- Campbell, CA (5 miles from Santa Clara, CA)
- 30+ days ago
Title: Sr Regulatory Affairs Specialist This position is based in our Campbell, California offices. This position is on-site, full-time. Why Imperative Care? Do you want to make a real impact on...
Senior Compliance Associate, Compliance Operations - Marketing and Advertising Compliance
- Palo Alto, CA (12 miles from Santa Clara, CA)
- 30+ days ago
- Palo Alto, CA (12 miles from Santa Clara, CA)
- 30+ days ago
Product experience including mutual funds, money market funds, ETFs, margin products and 529 plans....
Senior Regulatory Affairs Specialist - Digital Health Technologies (on-site)
- Milpitas, CA (8 miles from Santa Clara, CA)
- 90+ days ago
- Milpitas, CA (8 miles from Santa Clara, CA)
- 90+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Senior Information Security Governance, Risk and Compliance Analyst
- Menlo Park, CA (14 miles from Santa Clara, CA)
- 30+ days ago
- Menlo Park, CA (14 miles from Santa Clara, CA)
- 30+ days ago
Build the future of the AI Data Cloud. Join the Snowflake team. Were at the forefront of the data revolution, committed to building the worlds greatest data and applications platform. Our get it...
Demographic Data for Santa Clara, CA
Moving to Santa Clara, CA? Find some basic demographic data about Santa Clara, CA below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Santa Clara, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Santa Clara, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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