Compliance Specialist Jobs in Sunnyvale, CA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist I - Heart Failure (on-site)
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 5 days ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 5 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Finance Risk Compliance Consultant
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 1 day ago
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Regulatory Affairs Specialist - Shockwave Medical
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 1 day ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 1 day ago
Job title Regulatory Affairs Specialist - Shockwave Medical Function Regulatory Affairs Group Sub function Regulatory Affairs Category Analyst, Regulatory Affairs (P4 - E24) Location Santa Clara /...
Remote WorkSr Regulatory Affairs Specialist (Ad/Promo) (Remote) - Shockwave
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 2 days ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 2 days ago
Sr Regulatory Affairs Specialist (Ad/Promo) (Remote) - Shockwave- Function Regulatory Affairs Group- Sub function Regulatory Affairs- Category Experienced Analyst, Regulatory Affairs (P5)-...
Remote WorkCompany Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Sr Regulatory Affairs Specialist - Shockwave
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 5 days ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 5 days ago
Job title Sr Regulatory Affairs Specialist - Shockwave Function Regulatory Affairs Group Sub function Regulatory Affairs Category Experienced Analyst, Regulatory Affairs (P5) Location Santa Clara...
Remote WorkCompany Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Subcontractor Compliance Administrator
- Hayward, CA (19 miles from Sunnyvale, CA)
- 10 days ago
- Hayward, CA (19 miles from Sunnyvale, CA)
- 10 days ago
Subcontractor Compliance Administrator Job Summary Responsible in ensuring subs have met all compliance requirements prior to invoice approval Process accounts payable for subcontractor invoices,...
Senior Regulatory Affairs Specialist - Digital Health Technologies (on-site)
- Milpitas, CA (11 miles from Sunnyvale, CA)
- 10 days ago
- Milpitas, CA (11 miles from Sunnyvale, CA)
- 10 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist - Pleasanton, CA
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 10 days ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 10 days ago
Calyxo, Inc. is a medical device company headquartered in Pleasanton, California, USA. The company was founded in 2016 to address the profound need for improved kidney stone treatment. Kidney...
Regulatory Affairs Specialist or Senior Regulatory Affairs Specialist
- Sunnyvale, CA
- 14 days ago
- Sunnyvale, CA
- 14 days ago
Apply Description The Regulatory Affairs Specialist or Senior Specialist leads the post-approval regulatory activities related to manufacturing and design changes. This position collaborates with...
Kelly Science & Clinical is seeking a Senior Regulatory Affairs for a one-year contract opportunity with a leading molecular diagnostics company based in Sunnyvale, CA. If you are driven by the...
Senior Regulatory Affairs Specialist - Investigational Device Exemption (IDE)
- Sunnyvale, CA
- 18 days ago
- Sunnyvale, CA
- 18 days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Senior Regulatory Affairs Specialist, NPD
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 19 days ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 19 days ago
Kelly Science & Clinical is seeking a Senior Regulatory Affairs for a one-year contract opportunity with a leading molecular diagnostics company based in Sunnyvale, CA. If you are driven by the...
Regulatory and Compliance Analyst
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 19 days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 19 days ago
About Rivian Rivian is on a mission to keep the world adventurous forever. This goes for the emissions-free Electric Adventure Vehicles we build, and the curious, courageous souls we seek to...
Demographic Data for Sunnyvale, CA
Moving to Sunnyvale, CA? Find some basic demographic data about Sunnyvale, CA below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Sunnyvale, CA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Sunnyvale, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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