Compliance Specialist Jobs in Englewood, CO
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Credit Compliance Officer - Salt Lake City, Phoenix, Las Vegas, Denver
- Denver, CO (9 miles from Englewood, CO)
- 5 days ago
- Denver, CO (9 miles from Englewood, CO)
- 5 days ago
Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
- Highlands Ranch, CO (8 miles from Englewood, CO)
- 7 days ago
- Highlands Ranch, CO (8 miles from Englewood, CO)
- 7 days ago
Company Description Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial institutions, and...
At Zimmer Biomet, we believe in pushing the boundaries of innovation and driving our mission forward. As a global medical technology leader for nearly 100 years, a patient's mobility is enhanced...
Regulatory Affairs Specialist - Post Market
- Denver, CO (9 miles from Englewood, CO)
- 11 days ago
- Denver, CO (9 miles from Englewood, CO)
- 11 days ago
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkSenior Governance, Risk and Compliance Analyst
- Denver, CO (9 miles from Englewood, CO)
- 26 days ago
- Denver, CO (9 miles from Englewood, CO)
- 26 days ago
Where we work Udemy is headquartered in San Francisco with global offices in Australia, India, Ireland, Mexico, Turkiye and two other US locations (Denver and Austin). This is an in-office...
Medicaid Regulatory and Compliance Specialist
- Aurora, CO (10 miles from Englewood, CO)
- 60+ days ago
- Aurora, CO (10 miles from Englewood, CO)
- 60+ days ago
healthcare organization in the Aurora, CO area to hire a Medicaid Regulatory and Compliance Specialist....
Demographic Data for Englewood, CO
Moving to Englewood, CO? Find some basic demographic data about Englewood, CO below.
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Salary for Compliance Specialist Jobs in Englewood, CO
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Englewood, CO offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Equity Research
- Mutual Funds
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Reporting
- Documentation
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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