Compliance Specialist Jobs in Rocky Hill, CT
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Principal Regulatory Affairs Specialist - Robotic Surgical Technologies
- North Haven, CT (21 miles from Rocky Hill, CT)
- 11 hours ago
- North Haven, CT (21 miles from Rocky Hill, CT)
- 11 hours ago
We anticipate the application window for this opening will close on - 9 May 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Regulatory Affairs Specialist PAYS $24/HR Rocky Hill, CT
- Rocky Hill, CT
- 13 days ago
- Rocky Hill, CT
- 13 days ago
Regulatory Affairs Specialist PAYS $24/HR Rocky Hill, CT Job Poster : Global Channel Management, Inc. Skills:Regulatory Affairs Specialist OSHA | Location: Rocky Hill, Connecticut, United States...
Regulatory Affairs Associate Location : Rocky Hill, CT Type: Contract Overview Leading pharmaceutical company looking for an experience Regulatory Affairs Specialist. Ideal candidates should have...
Senior Risk & Compliance Analyst
- Hartford, CT (8 miles from Rocky Hill, CT)
- 30+ days ago
- Hartford, CT (8 miles from Rocky Hill, CT)
- 30+ days ago
Company : Highmark Health Job Description : JOB SUMMARY *This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or Buffalo, NY...
Environmental Regulatory Compliance Specialist
- Guilford, CT (21 miles from Rocky Hill, CT)
- 30+ days ago
- Guilford, CT (21 miles from Rocky Hill, CT)
- 30+ days ago
Triton Environmental, a part of True Environmental and its partner firms, have united their strengths to establish the nation's premier environmental and engineering services consulting firm. This...
Demographic Data for Rocky Hill, CT
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Salary for Compliance Specialist Jobs in Rocky Hill, CT
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Rocky Hill, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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