Compliance Specialist Jobs in Connecticut
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist LOCATION Bridgeport, CT TYPE Direct Hire SALARY $100,000 - $125,000 / yr ID CA... POSTED Jul 10, 2025 Regulatory Affairs Specialist Bridgeport CT $100,000.00 -...
Alternate Locations:** Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana); Work from Home **Work Arrangement:** Hybrid Preferred : Preferred...
Remote WorkOverview The Information Technology (IT) Procurement department seeks a qualified individual to join the team who will be responsible for all compliance-related matters within the department. This...
Principal Regulatory Affairs Specialist - Consumer Brands (Laundry & Home Care and Hair products)
- Trumbull, CT
- 6 days ago
- Trumbull, CT
- 6 days ago
OPEN JOB: Principal Regulatory Affairs Specialist - Consumer Brands (Laundry & Home Care and Hair products) LOCATION: Trumbull, Connecticut, ***Relocation Assistance Available SALARY: $100,000 to...
Company :** Highmark Health **Job Description :** **JOB SUMMARY** This job works collaboratively riskacross Highmark Health clinical areas to support clinical quality auditing, The Senior Risk...
Job Description: Regulatory and Compliance Analyst is needed to perform the following duties: Coordinate and document Internal Regulatory processes such as Internal Audits, Registrations, License...
Compliance Associate Electronic Trading ComplianceNew Greenwich, CT
- Greenwich, CT
- 26 days ago
- Greenwich, CT
- 26 days ago
Compliance Associate - Electronic Trading Compliance at Interactive Brokers Greenwich, CT Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company...
Compliance Officer - Quant Trading Position Details Provide ongoing compliance advisory to the Firm's largest portfolio manager Address system structuring questions and trading matters related to...
Compliance Associate - Electronic Trading Compliance
- Greenwich, CT
- 27 days ago
- Greenwich, CT
- 27 days ago
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the...
Information Security Policy, Compliance and Risk Analyst
- Storrs, CT
- 30+ days ago
- Storrs, CT
- 30+ days ago
Information Security Policy, Compliance and Risk Analyst 4.2 4.2 out of 5 stars 352 Mansfield Road, Storrs, CT 06269 Information Security Policy, Compliance and Risk Analyst Search #: 499074 Work...
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkCompliance Consultant, Advertising Review - Investments
- Hartford, CT
- 30+ days ago
- Hartford, CT
- 30+ days ago
funds, in addition to Lincoln's annuity, insurance, and retirement plan products....
About this position At Henkel, you'll be part of an organization that's shaping the future through innovation, sustainability and collaboration. With our trusted brands like Persil, all, Loctite,...
Triton Environmental, a part of True Environmental and its partner firms, have united their strengths to establish the nation's premier environmental and engineering services consulting firm. This...
About CooperSurgical CooperSurgical is a leading fertility and women's healthcare company dedicated to putting time on the side of women, babies, and families at the healthcare moments that matter...
Demographic Data for Connecticut
Moving to Connecticut? Find some basic demographic data about Connecticut below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Connecticut
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Connecticut offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Cross-Functional Team Management
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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