Compliance Specialist Jobs in Connecticut
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Overview Join our collaborative, high-performing and dynamic Supply Chain Compliance Team and be part of something different! As part of our team, you will have a direct and visible impact to the...
Risk Analytics and Compliance Consultant, Hedge Fund Service
- Stamford, CT
- 6 days ago
- Stamford, CT
- 6 days ago
Risk Analytics and Compliance Consultant, Hedge Fund Service Risk Analytics and Compliance Consultant, Hedge Fund Service locations Stamford, CT time type Full time posted on Posted 30+ Days Ago...
funds, in addition to Lincoln's annuity, insurance, and retirement plan products....
Associate Compliance Officer (ACO) Clinical Audit Quality an
- Danbury, CT
- 26 days ago
- Danbury, CT
- 26 days ago
Associate Compliance Officer (ACO) Clinical Audit Quality an Location: Danbury, CT, United States Salary Range: 33.66 - 67.05 Work Type: Full-Time Standard Hours: 40 FTE: Exempt Work Schedule: Day...
Regulatory Affairs Specialist PAYS $24/HR Rocky Hill, CT
- Rocky Hill, CT
- 28 days ago
- Rocky Hill, CT
- 28 days ago
Regulatory Affairs Specialist PAYS $24/HR Rocky Hill, CT Job Poster : Global Channel Management, Inc. Skills:Regulatory Affairs Specialist OSHA | Location: Rocky Hill, Connecticut, United States...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
Triton Environmental, a part of True Environmental and its partner firms, have united their strengths to establish the nation's premier environmental and engineering services consulting firm. This...
About CooperSurgical CooperSurgical is a leading fertility and women's healthcare company dedicated to putting time on the side of women, babies, and families at the healthcare moments that matter...
Position Focus: Under the general direction of the Director of the Conflict of Interest Office, and with broad latitude for discretion and independent judgment, the Compliance Coordinator is...
Demographic Data for Connecticut
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Salary for Compliance Specialist Jobs in Connecticut
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Connecticut offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Equities
- Derivatives
- BSA
- Wealth Management
- Internal Control
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Investment Banking
- Anti-Money Laundering
- Lending
- Financial Services
- Mortgage Processing
- Finance
- Business Administration
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Payroll
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Collaboration
- Documentation
- Bachelor's Degree
- Reporting
- Regulations
- Policy Development
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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