Compliance Specialist Jobs in Stamford, CT
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Compliance Specialist
- Farmingdale, NY (22 miles from Stamford, CT)
- 2 days ago
- Farmingdale, NY (22 miles from Stamford, CT)
- 2 days ago
Coordinate the current Good Manufacturing Practice (cGMP) compliance efforts for pharmaceutical manufacturing & packaging process related to solid oral dosage forms.Develop a compliance plan by...
Ice Cream Compliance Associate Manager, North America
- Englewood Cliffs, NJ (24 miles from Stamford, CT)
- 2 days ago
- Englewood Cliffs, NJ (24 miles from Stamford, CT)
- 2 days ago
By leveraging the capabilities of our planning, transportation, and warehousing teams, the Import/export Compliance Specialist ensures the seamless movement of ice cream products across borders....
Senior Financial Aid Specialist - Compliance
- Bridgeport, CT (18 miles from Stamford, CT)
- 10 days ago
- Bridgeport, CT (18 miles from Stamford, CT)
- 10 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Connecticut, Bridgeport Jun 04, 2025 Description To participate in a remote work...
- Danbury, CT (22 miles from Stamford, CT)
- 12 days ago
- Danbury, CT (22 miles from Stamford, CT)
- 12 days ago
The City of Danbury is announcing an Open Competitive Exam for the position of Grant Compliance Coordinator Statement of Duties : Under general direction of the Assistant Finance Director,...
Principal Regulatory Affairs Specialist
- Trumbull, CT (22 miles from Stamford, CT)
- 24 days ago
- Trumbull, CT (22 miles from Stamford, CT)
- 24 days ago
About this position At Henkel, you'll be part of an organization that's shaping the future through innovation, sustainability and collaboration. With our trusted brands like Persil, all, Loctite,...
Associate Fund Compliance Administrator
- Hauppauge, NY (23 miles from Stamford, CT)
- 45+ days ago
- Hauppauge, NY (23 miles from Stamford, CT)
- 45+ days ago
Experience working within the financial services and/or the mutual funds industry. KNOWLEDGE Automated post-trade compliance system. Microsoft Office Suite. Adobe Acrobat....
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
- Trumbull, CT (22 miles from Stamford, CT)
- 90+ days ago
- Trumbull, CT (22 miles from Stamford, CT)
- 90+ days ago
About CooperSurgical CooperSurgical is a leading fertility and women's healthcare company dedicated to putting time on the side of women, babies, and families at the healthcare moments that matter...
Demographic Data for Stamford, CT
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Salary for Compliance Specialist Jobs in Stamford, CT
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Stamford, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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