Compliance Specialist Jobs in Miami Beach, FL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Finance Risk Compliance Consultant
- Miami, FL (3 miles from Miami Beach, FL)
- 1 day ago
- Miami, FL (3 miles from Miami Beach, FL)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
- Miami, FL (3 miles from Miami Beach, FL)
- 3 days ago
- Miami, FL (3 miles from Miami Beach, FL)
- 3 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
- Miami, FL (3 miles from Miami Beach, FL)
- 11 days ago
- Miami, FL (3 miles from Miami Beach, FL)
- 11 days ago
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (16 miles from Miami Beach, FL)
- 25 days ago
- Miami Gardens, FL (16 miles from Miami Beach, FL)
- 25 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (14 miles from Miami Beach, FL)
- 27 days ago
- Miami Lakes, FL (14 miles from Miami Beach, FL)
- 27 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
QA Compliance Auditor, Remote, Education & Quality Assurance, FT, 08:30A-5P
- Miami, FL (3 miles from Miami Beach, FL)
- 30+ days ago
- Miami, FL (3 miles from Miami Beach, FL)
- 30+ days ago
Baptist Health is the region’s largest not-for-profit healthcare organization, with 12 hospitals, over 28,000 employees, 4,500 physicians and 200 outpatient centers, urgent care facilities and...
Remote Work- Miami, FL (3 miles from Miami Beach, FL)
- 90+ days ago
- Miami, FL (3 miles from Miami Beach, FL)
- 90+ days ago
Compliance Associate Responsibilities Assist in implementing the Global Compliance Program Drafting compliance policies and procedures Conduct research with respect to compliance and regulatory...
Demographic Data for Miami Beach, FL
Moving to Miami Beach, FL? Find some basic demographic data about Miami Beach, FL below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Miami Beach, FL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Miami Beach, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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