Compliance Specialist Jobs in Florida
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Requisition ID: 88639 NextEra Energy Resources is one of America's largest wholesale generators of electricity, leveraging all forms of energy across renewables, storage and nuclear. We offer...
A client with Kforce is seeking a Regulatory Compliance Officer to oversee and manage complex, multi-jurisdictional financial compliance efforts. This role ensures adherence to applicable...
Remote WorkAt American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Requisition ID: 88410 NextEra Energy Resources is one of Americas largest wholesale generators of electricity, leveraging all forms of energy across renewables, storage and nuclear. We offer...
Procurement and Compliance Administrator
- Winter Springs, FL
- 11 days ago
- Winter Springs, FL
- 11 days ago
The Procurement & Compliance Administrator is a valued member of the Finance team and reports directly to the Finance Director. This position provides support and administration of grants,...
Title: Compliance & Risk Analyst, Progression Company: Tampa Electric Company Location: Ybor Data Center State and City: Florida - Ybor City Shift: 8 Hr. X 5 Days Hiring Manager: Bob E Maxey Jr...
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkFinancial & Prevailing Wage Compliance Auditor
- Juno Beach, FL
- 14 days ago
- Juno Beach, FL
- 14 days ago
Financial & Prevailing Wage Compliance Auditor Job Description The Financial & Prevailing Wage Compliance Auditor supports both the financial integrity and regulatory compliance of renewable...
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
SVP, Capital Markets Chief Compliance Officer
- Saint Petersburg, FL
- 17 days ago
- Saint Petersburg, FL
- 17 days ago
. + Lead the development and implementation of a comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading,...
Regulatory Affairs Specialist (On-site)
- Palm Beach Gardens, FL
- 17 days ago
- Palm Beach Gardens, FL
- 17 days ago
We are ZimVie, a publicly traded, global life sciences leader focused on restoring daily life by advancing clinical technology to improve patients' smiles, function, and confidence. Our company is...
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Salary for Compliance Specialist Jobs in Florida
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Equity Research
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Due Diligence
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Reporting
- Documentation
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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