Compliance Specialist Jobs in Florida
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Retail Loss Prevention and Compliance Associate (34-40 hrs/wk)
- Sunrise, FL
- 1 day ago
- Sunrise, FL
- 1 day ago
What you'll need to have • 1 year work experience • Retail experience in safety, security, or loss prevention preferred • High School Diploma or equivalent Candidates in Oregon, New York, and St....
Administrative Administrative Regulatory Compliance Specialist What are we looking for in our Regulatory Compliance Specialist?...
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
American Red Cross Senior IT Governance, Risk and Compliance Analyst in Tampa , Florida Please use Google Chrome or Mozilla Firefox when accessing Candidate Home. By joining the American Red Cross...
Analyst-Compliance; Sanctions & EDD Projects and Processes
- Sunrise, FL
- 4 days ago
- Sunrise, FL
- 4 days ago
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
What you'll need to have • 1 year work experience • Retail experience in safety, security, or loss prevention preferred • High School Diploma or equivalent Candidates in Oregon, New York, and St....
What you'll need to have • 1 year work experience • Retail experience in safety, security, or loss prevention preferred • High School Diploma or equivalent Candidates in Oregon, New York, and St....
Overview Compliance Analyst, Billing | Kelley Kronenberg Kelley Kronenberg is seeking a detail-oriented and proactive Compliance Analyst to join our growing Client Onboarding & Compliance team....
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
Requisition ID: 86312 Florida Power & Light Company is the largest electric utility in the U.S., delivering clean, affordable, and dependable electricity to over 12 million Floridians. With one of...
Responsible for preparing and maintaining FDA submissions and EU MDR Technical Documentation for new products and product changes to ensure timely approvals and market release. Job Requirements:...
Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset...
VP, Global AML Compliance Officer - AML Strategic Control Enhancements (Hybrid)
- Tampa, FL
- 14 days ago
- Tampa, FL
- 14 days ago
This individual will join the AML Risk Insights and Strategic Control Enhancements team and support the Strategic Control Enhancements function. The successful candidate will be a strategic...
Job Details Job Location : Corporate Office - Boca Raton, FL Position Type : Full Time Salary Range : $75,000.00 - $85,000.00 Salary/year Description Position Summary: Working directly under the...
Demographic Data for Florida
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Salary for Compliance Specialist Jobs in Florida
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Affirmative Action
- ISO Certified
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Federal Acquisitions Regulations (FAR)
- Balance Sheets
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Cost Accounting
- Lending
- Financial Analysis
- Client Relationships
- Anti-Money Laundering
- Management Consulting
- Financial Services
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Accounting
- Reimbursement
- Strategy Development
- Risk Management
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Consulting
- Verbal Communication
- Mentoring
- Written Communication
- Flexibility
- Documentation
- Collaboration
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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