Compliance Specialist Jobs in Florida
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Prescient Edge is seeking a Risk and Compliance Analyst to support a federal government client. Please note that the availability of this position is contingent upon. Benefits: At Prescient Edge,...
In PersonRisk and Compliance Analyst The Opportunity: As a Risk Management and Mission Assurance Specialist you will manage the application of analytical risk management principles that enable...
In Person Part Time- Spectraforce Technologies Inc
- Clearwater, FL
- 22 days ago
- Clearwater, FL
- 22 days ago
Job Title: Regulatory Affairs Specialist Duration: 12 months, potential extension Remote Preferred Ideal Locations: Rochester, NY, Clearwater, FL, St Louis, MO, or Bridgewater, NJ Day shift-...
In PersonSenior Specialist, Compliance & Control (AML Surveillance Transaction Monitoring)
- The Bank of New York Mellon
- Lake Mary, FL
- 26 days ago
- Lake Mary, FL
- 26 days ago
JobID: 77015 Category: Compliance & Control JobSchedule: Full time Posted Date: 2026-04-17T16:07:24+00:00 JobShift: Day Base Salary Min: 59000 We're seeking a future team member for the role of...
In PersonSpecialist, Compliance & Control (AML Surveillance Transaction Monitoring)
- The Bank of New York Mellon
- Lake Mary, FL
- 26 days ago
- Lake Mary, FL
- 26 days ago
JobID: 77016 Category: Compliance & Control JobSchedule: Full time Posted Date: 2026-04-17T16:14:21+00:00 JobShift: Day Base Salary Min: 52000 We're seeking a future team member for the role of...
In Person- Webull Financial
- Saint Petersburg, FL
- 28 days ago
- Saint Petersburg, FL
- 28 days ago
Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial...
In PersonAVP, Regulatory Inquiries Compliance Associate
- BGC Partners
- Jacksonville, FL
- 30+ days ago
- Jacksonville, FL
- 30+ days ago
Qualifications In-depth knowledge of securities products, especially listed and OTC equities. Prior experience in Compliance or regulatory inquiry-focused roles within the securities industry....
In PersonSenior Compliance Officer, Financial Aid
- Palm Beach Atlantic University
- West Palm Beach, FL
- 45+ days ago
- West Palm Beach, FL
- 45+ days ago
SUMMARY In support of the university's mission and objectives, the Senior Compliance Officer provides oversight on all federal, state, and institutional regulations and requirements, as well as...
In PersonCompliance Officer - Investment Advisory
- StoneX Group Inc.
- Miami, FL
- 45+ days ago
- Miami, FL
- 45+ days ago
Overview Connecting clients to markets - and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices...
In PersonSenior Compliance Officer, Security Based Swaps
- StoneX Group Inc.
- Miami, FL
- 90+ days ago
- Miami, FL
- 90+ days ago
experience at a regulator, private firm, broker dealer or required Expert knowledge of SEC, FINRA rules related to security-based swap dealer rules required, including SEC and FINRA rules governing equities...
HybridDemographic Data for Florida
Moving to Florida? Find some basic demographic data about Florida below.
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Title Synonyms
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Salary for Compliance Specialist Jobs in Florida
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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