Compliance Specialist Jobs in Florida
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
The Opportunity: The individual in this position workswith and supportssupervisors, relationship managers, account owners, and engagement leadsfor ACA Outsourced Marketing Review (OMR).Consultants...
Sr. Regulatory Affairs Specialist (Global Labeling Lead)
- Alachua, FL
- 4 days ago
- Alachua, FL
- 4 days ago
Axogen is committed to building and maintaining a strong and gratifying company culture that fosters professional growth. Our hands-on and personal approach makes transitioning to a new job a...
WORK FOR A WINNING TEAM THAT NOW OFFERS BENEFITS FROM DAY At Hilton Grand Vacations, you will become a part of a culture that encourages and motivates you toward achieving your goals. Heres why...
Hiring Company: Delicatessen Services Co., LLC Overview: The Regulatory Compliance Specialist is responsible for maintaining and managing regulatory compliance documentation using the corporate Quality...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Track audits and CAPAs in Corporate Compliance Software program....
Franklin Street is currently seeking an Acquisition & Lender Compliance Associate to join our team in Tampa, FL. The ideal candidate must possess a bachelors degree from an accredited college,...
Requisition ID: 87873 NextEra Energy Resources is one of Americas largest wholesale generators of electricity, leveraging all forms of energy across renewables, storage and nuclear. We offer...
Summary: The Regulatory Affairs Specialist II supports the development, approval, and maintenance of animal health products (drug, device, and nutritional) by assisting with regulatory submissions...
Description Job Summary: The Regulatory Affairs Specialist I is an entry-level position focused on supporting the company's regulatory compliance efforts. This role involves tasks such as...
You will be the Regulatory Compliance Specialist for the Logistics Information Technology (LogIT) Product Support Provider (PSP) Team....
Regulatory Affairs Specialist 100% Remote from anywhere in Florida 6+ month contract to hire $38.50- $52.00 an hour ($80k- $110k salary upon conversion) Immediate hire with growing company....
Remote WorkAt American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory...
Remote WorkJob Summary: Members of the Governance/Risk/Compliance Section assure the risk posture of the organization is being adequately managed while maintaining related project plans. GSI is a highly...
Demographic Data for Florida
Moving to Florida? Find some basic demographic data about Florida below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Florida
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Cross-Functional Team Management
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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