Compliance Specialist Jobs in Florida
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Requisition ID: 88410 NextEra Energy Resources is one of Americas largest wholesale generators of electricity, leveraging all forms of energy across renewables, storage and nuclear. We offer...
Procurement and Compliance Administrator
- Winter Springs, FL
- 5 days ago
- Winter Springs, FL
- 5 days ago
The Procurement & Compliance Administrator is a valued member of the Finance team and reports directly to the Finance Director. This position provides support and administration of grants,...
Title: Compliance & Risk Analyst, Progression Company: Tampa Electric Company Location: Ybor Data Center State and City: Florida - Ybor City Shift: 8 Hr. X 5 Days Hiring Manager: Bob E Maxey Jr...
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkFinancial & Prevailing Wage Compliance Auditor Job Description The Financial & Prevailing Wage Compliance Auditor supports both the financial integrity and regulatory compliance of renewable...
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
Senior Financial Aid Specialist - Compliance
- Jacksonville, FL
- 10 days ago
- Jacksonville, FL
- 10 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Florida, Jacksonville Jun 04, 2025 Description To participate in a remote work...
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
SVP, Capital Markets Chief Compliance Officer
- Saint Petersburg, FL
- 12 days ago
- Saint Petersburg, FL
- 12 days ago
. + Lead the development and implementation of a comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading,...
Regulatory Affairs Specialist (On-site)
- Palm Beach Gardens, FL
- 12 days ago
- Palm Beach Gardens, FL
- 12 days ago
We are ZimVie, a publicly traded, global life sciences leader focused on restoring daily life by advancing clinical technology to improve patients' smiles, function, and confidence. Our company is...
Senior Regulatory Affairs Specialist, Mako and Enabling Technologies (Hybrid)
- Weston, FL
- 13 days ago
- Weston, FL
- 13 days ago
We are seeking a **Senior Regulatory Specialist** to join our Mako and Enabling Technology business within the Joint Replacement Division to be based hybrid two to three days per week in Mahwah,...
Demographic Data for Florida
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Salary for Compliance Specialist Jobs in Florida
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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