Compliance Specialist Jobs in Miami Gardens, FL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Analyst-Compliance Monitoring & Testing
- Sunrise, FL (15 miles from Miami Gardens, FL)
- 1 day ago
- Sunrise, FL (15 miles from Miami Gardens, FL)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Analyst-Compliance: Quality Control Review
- Sunrise, FL (15 miles from Miami Gardens, FL)
- 5 days ago
- Sunrise, FL (15 miles from Miami Gardens, FL)
- 5 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
General Accounting and Compliance Coordinator General Accounting and Compliance Coordinator
- Miami, FL (13 miles from Miami Gardens, FL)
- 9 days ago
- Miami, FL (13 miles from Miami Gardens, FL)
- 9 days ago
General Accounting and Compliance Coordinator Yamaha Motor USA 1 ( ) Miami, FL Why you should apply for a job to Yamaha Motor USA : The Yamaha Women's Alliance is an ERG that supports women in the...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL
- 23 days ago
- Miami Gardens, FL
- 23 days ago
Compliance has oversight responsibility....
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (2 miles from Miami Gardens, FL)
- 24 days ago
- Miami Lakes, FL (2 miles from Miami Gardens, FL)
- 24 days ago
Compliance has oversight responsibility....
General Accounting and Compliance Coordinator
- Miami, FL (13 miles from Miami Gardens, FL)
- 28 days ago
- Miami, FL (13 miles from Miami Gardens, FL)
- 28 days ago
Position Title: General Accounting and Compliance Coordinator Department: Accounting Job Type: Full-Time - Pay Range: $20.00 to $23.00 per hour Location: Miami, Florida Company: Yamaha Motor...
Demographic Data for Miami Gardens, FL
Moving to Miami Gardens, FL? Find some basic demographic data about Miami Gardens, FL below.
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Title Synonyms
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Salary for Compliance Specialist Jobs in Miami Gardens, FL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Miami Gardens, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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