Compliance Specialist Jobs in Miami Lakes, FL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Finance Risk Compliance Consultant
- Miami, FL (11 miles from Miami Lakes, FL)
- 1 day ago
- Miami, FL (11 miles from Miami Lakes, FL)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
- Sunrise, FL (17 miles from Miami Lakes, FL)
- 2 days ago
- Sunrise, FL (17 miles from Miami Lakes, FL)
- 2 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Miami, FL (11 miles from Miami Lakes, FL)
- 3 days ago
- Miami, FL (11 miles from Miami Lakes, FL)
- 3 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
- Sunrise, FL (17 miles from Miami Lakes, FL)
- 4 days ago
- Sunrise, FL (17 miles from Miami Lakes, FL)
- 4 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Miami Beach, FL (14 miles from Miami Lakes, FL)
- 9 days ago
- Miami Beach, FL (14 miles from Miami Lakes, FL)
- 9 days ago
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
- Miami, FL (11 miles from Miami Lakes, FL)
- 11 days ago
- Miami, FL (11 miles from Miami Lakes, FL)
- 11 days ago
Informatics Analyst - Healthcare Regulatory Compliance Florida Residency required or 1099 option for out of state As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949,...
Senior Regulatory Affairs Specialist, Mako and Enabling Technologies (Hybrid)
- Weston, FL (14 miles from Miami Lakes, FL)
- 13 days ago
- Weston, FL (14 miles from Miami Lakes, FL)
- 13 days ago
We are seeking a **Senior Regulatory Specialist** to join our Mako and Enabling Technology business within the Joint Replacement Division to be based hybrid two to three days per week in Mahwah,...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (2 miles from Miami Lakes, FL)
- 25 days ago
- Miami Gardens, FL (2 miles from Miami Lakes, FL)
- 25 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL
- 27 days ago
- Miami Lakes, FL
- 27 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
QA Compliance Auditor, Remote, Education & Quality Assurance, FT, 08:30A-5P
- Miami, FL (11 miles from Miami Lakes, FL)
- 30+ days ago
- Miami, FL (11 miles from Miami Lakes, FL)
- 30+ days ago
Baptist Health is the region’s largest not-for-profit healthcare organization, with 12 hospitals, over 28,000 employees, 4,500 physicians and 200 outpatient centers, urgent care facilities and...
Remote Work- Miami, FL (11 miles from Miami Lakes, FL)
- 90+ days ago
- Miami, FL (11 miles from Miami Lakes, FL)
- 90+ days ago
Compliance Associate Responsibilities Assist in implementing the Global Compliance Program Drafting compliance policies and procedures Conduct research with respect to compliance and regulatory...
- Sunrise, FL (17 miles from Miami Lakes, FL)
- 90+ days ago
- Sunrise, FL (17 miles from Miami Lakes, FL)
- 90+ days ago
Description NATURE OF WORK This position involves applying superior customer service skills to conduct investigative, technical and administrative work in the enforcement of the City Code of...
Demographic Data for Miami Lakes, FL
Moving to Miami Lakes, FL? Find some basic demographic data about Miami Lakes, FL below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Miami Lakes, FL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Miami Lakes, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Management Consulting
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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