Compliance Specialist Jobs in Palm Harbor, FL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Finance Risk Compliance Consultant
- Saint Petersburg, FL (22 miles from Palm Harbor, FL)
- 1 day ago
- Saint Petersburg, FL (22 miles from Palm Harbor, FL)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Compliance & Risk Analyst, Progression
- Ybor City, FL (22 miles from Palm Harbor, FL)
- 7 days ago
- Ybor City, FL (22 miles from Palm Harbor, FL)
- 7 days ago
Title: Compliance & Risk Analyst, Progression Company: Tampa Electric Company Location: Ybor Data Center State and City: Florida - Ybor City Shift: 8 Hr. X 5 Days Hiring Manager: Bob E Maxey Jr...
SVP, Capital Markets Chief Compliance Officer
- Saint Petersburg, FL (22 miles from Palm Harbor, FL)
- 12 days ago
- Saint Petersburg, FL (22 miles from Palm Harbor, FL)
- 12 days ago
. + Lead the development and implementation of a comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading,...
Director - US Regulatory Compliance Officer, Global Banking & Market
- Tampa, FL (20 miles from Palm Harbor, FL)
- 20 days ago
- Tampa, FL (20 miles from Palm Harbor, FL)
- 20 days ago
Requisition ID: 222945 Salary Range: 153,000.00 - 256,275.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to,...
AVP, Compl Product Sr Analyst - Compliance for Corporate Functions - C12 (Tampa)
- Tampa, FL (20 miles from Palm Harbor, FL)
- 24 days ago
- Tampa, FL (20 miles from Palm Harbor, FL)
- 24 days ago
Serves as a function/business/product compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures,...
Risk Compliance Officer II - Compliance Testing
- Tampa, FL (20 miles from Palm Harbor, FL)
- 27 days ago
- Tampa, FL (20 miles from Palm Harbor, FL)
- 27 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Regulatory Compliance Analyst - Hybrid Tampa, FL
- Tampa, FL (20 miles from Palm Harbor, FL)
- 29 days ago
- Tampa, FL (20 miles from Palm Harbor, FL)
- 29 days ago
About Uphold Uphold is a financial technology company that believes on-chain services are the future of finance. It provides modern infrastructure for on-chain payments, banking and investments....
- Tampa, FL (20 miles from Palm Harbor, FL)
- 45+ days ago
- Tampa, FL (20 miles from Palm Harbor, FL)
- 45+ days ago
A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory...
Remote WorkJob Summary: The Governance, Risk, & Compliance Analyst I will assist the team in the completion of audits, identification and reporting of all security issues, prioritizing threats, and...
Demographic Data for Palm Harbor, FL
Moving to Palm Harbor, FL? Find some basic demographic data about Palm Harbor, FL below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Palm Harbor, FL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Palm Harbor, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Management Consulting
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »