Compliance Specialist Jobs in Saint Petersburg, FL

A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.

Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.

1-9 of 9 Jobs

Remote Compliance Associate

  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 6 days ago
  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 6 days ago

A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory...

Remote Work

Governance Risk Compliance Analyst III

  • Palm Harbor, FL (22 miles from Saint Petersburg, FL)
  • 6 days ago
  • Palm Harbor, FL (22 miles from Saint Petersburg, FL)
  • 6 days ago

Job Summary: Members of the Governance/Risk/Compliance Section assure the risk posture of the organization is being adequately managed while maintaining related project plans. GSI is a highly...

Compliance & Risk Analyst, Progression

  • Ybor City, FL (17 miles from Saint Petersburg, FL)
  • 22 days ago
  • Ybor City, FL (17 miles from Saint Petersburg, FL)
  • 22 days ago

Title: Compliance & Risk Analyst, Progression Company: Tampa Electric Company Location: Ybor Data Center State and City: Florida - Ybor City Shift: 8 Hr. X 5 Days Hiring Manager: Bob E Maxey Jr...

SVP, Capital Markets Chief Compliance Officer

  • Saint Petersburg, FL
  • 27 days ago
  • Saint Petersburg, FL
  • 27 days ago

. + Lead the development and implementation of a comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading,...

Director - US Regulatory Compliance Officer, Global Banking & Market

  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 30+ days ago
  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 30+ days ago

Requisition ID: 222945 Salary Range: 153,000.00 - 256,275.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to,...

AVP, Compl Product Sr Analyst - Compliance for Corporate Functions - C12 (Tampa)

  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 30+ days ago
  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 30+ days ago

Serves as a function/business/product compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures,...

Risk Compliance Officer II - Compliance Testing

  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 30+ days ago
  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 30+ days ago

Compliance has oversight responsibility....

Regulatory Compliance Analyst - Hybrid Tampa, FL

  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 30+ days ago
  • Tampa, FL (16 miles from Saint Petersburg, FL)
  • 30+ days ago

About Uphold Uphold is a financial technology company that believes on-chain services are the future of finance. It provides modern infrastructure for on-chain payments, banking and investments....

Governance, Risk & Compliance Analyst I

  • Palm Harbor, FL (22 miles from Saint Petersburg, FL)
  • 60+ days ago
  • Palm Harbor, FL (22 miles from Saint Petersburg, FL)
  • 60+ days ago

Job Summary: The Governance, Risk, & Compliance Analyst I will assist the team in the completion of audits, identification and reporting of all security issues, prioritizing threats, and...

Demographic Data for Saint Petersburg, FL

Moving to Saint Petersburg, FL? Find some basic demographic data about Saint Petersburg, FL below.


Local
National
356,855
11,285
Large

Compliance Specialist Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...
Cannabis Compliance, Testing, and Research
Identify legal operations in the cannabis industry and investigate how research and development can advance cannabis science. Learn compliance and testing methods related to analytical chemistry...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...

Title Synonyms

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Salary for Compliance Specialist Jobs in Saint Petersburg, FL

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in Saint Petersburg, FL offer the following education background
Bachelor's Degree
46.6%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in Saint Petersburg, FL
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


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