Compliance Specialist Jobs in Saint Petersburg, FL
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Apply Description Dynasty Financial Partners is a leading WealthTech platform and the industry advocate for independent financial advisors helping them succeed through powering the future of...
W2 IT Risk & Compliance Analyst Local to Tampa, FL
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 10 days ago
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 10 days ago
W2 IT Risk & Compliance Analyst Local to Tampa, FL Please contact Abdul on "" OR email me at "" 4 days on-site 1 day remote (Midtown) *Could be okay with someone more junior who has light (1-2)...
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 11 days ago
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 11 days ago
Software Guidance & Assistance, Inc., (SGA), is searching for a Compliance and Risk Analyst for a contract assignment with one of our premier Utility services clients in Tampa, FL....
Risk Compliance Officer II - Compliance Testing
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 24 days ago
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 24 days ago
Compliance has oversight responsibility....
Research Financial Compliance Auditor II
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 30+ days ago
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 30+ days ago
Track audits and CAPAs in Corporate Compliance Software program....
Acquisition & Lender Compliance Associate
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 30+ days ago
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 30+ days ago
Franklin Street is currently seeking an Acquisition & Lender Compliance Associate to join our team in Tampa, FL. The ideal candidate must possess a bachelors degree from an accredited college,...
Director - US Regulatory Compliance Officer, Global Banking & Market
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 60+ days ago
- Tampa, FL (16 miles from Saint Petersburg, FL)
- 60+ days ago
Requisition ID: 222945 Salary Range: 153,000.00 - 256,275.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to,...
Demographic Data for Saint Petersburg, FL
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Salary for Compliance Specialist Jobs in Saint Petersburg, FL
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Saint Petersburg, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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