Compliance Specialist Jobs in Lawrenceville, GA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Securities Compliance Officer or Compliance Attorney
- Duluth, GA (9 miles from Lawrenceville, GA)
- 7 hours ago
- Duluth, GA (9 miles from Lawrenceville, GA)
- 7 hours ago
Comprehensive understanding of mutual funds, annuities and/or advisory products Experience with FINRA Gateway and/or WebCRD Strong project management skills FLSA status: This position is exempt (not...
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 6 days ago
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 6 days ago
Job Summary Under general supervision, the Regulatory Specialist is responsible for planning and executing global regulatory activities necessary to obtain and maintain global regulatory...
Regulatory Compliance Analyst/Insurance/Health Care/Hybrid/Alpharetta, GA
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 16 days ago
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 16 days ago
Exciting new contract Regulatory Compliance Analyst opportunity with a leading firm! This is a hybrid role located in Alpharetta, GA The Regulatory Compliance Analyst is responsible for...
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 17 days ago
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 17 days ago
Title: Regulatory Compliance Analyst Location: Alpharetta, GA (onsite) Contract: 6+ Month (with possibility to extension) Job Description: The Regulatory Compliance Analyst is responsible for...
Sr Regulatory Compliance Specialist
- Tucker, GA (14 miles from Lawrenceville, GA)
- 17 days ago
- Tucker, GA (14 miles from Lawrenceville, GA)
- 17 days ago
Rise Baking Company was founded by bakery experts passionate about providing our customers with high quality products and providing a positive, collaborative place to work for our people. We are a...
Apply Description Position Summary Support the Compliance Engineer's efforts to achieve and sustain compliance (product and processes) with various regulations (local, federal, and global) and...
Fuel Tax Compliance Associate II -- Hybrid; Miami / Alpharetta
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 23 days ago
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 23 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : SUMMARY The Fuel Tax Compliance Associate II is responsible for supporting the Fuel Tax Services...
Demographic Data for Lawrenceville, GA
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Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Lawrenceville, GA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Lawrenceville, GA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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