Compliance Specialist Jobs in Georgia
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Officer - Sponsored Programs & Research
- Valdosta State University
- Valdosta, GA
- 1 day ago
- Valdosta, GA
- 1 day ago
Compliance Officer - Sponsored Programs & Research Location: Valdosta State University Regular/Temporary: Regular Full/Part Time: Full-Time Job ID: 299165 About Us As a comprehensive institution...
In PersonAbout Invesco As one of the worlds leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our...
HybridBack To Results Compliance Officer Job Description Perform required compliance functions in coordination with and under the direction of the firm's Chief Compliance Officer and Vice President of...
In Person- Truist Financial Corporation
- Atlanta, GA
- 45+ days ago
- Atlanta, GA
- 45+ days ago
Experience overseeing retail brokerage product/platform compliance and controls (e.g., mutual funds, ETFs, fixed income, alternatives where applicable), including new product reviews, suitability/sales...
In PersonGovernment Grants Compliance Officer
- Atlanta Mission
- Atlanta, GA
- 45+ days ago
- Atlanta, GA
- 45+ days ago
Job DetailsJob Location: Mission Support Center - Atlanta, GA 30318Position Type: Full TimeSalary Range: $55,000.00 - $65,000.00Job Shift: DayJob Category: Nonprofit - Social ServicesDo you feel...
In PersonFinancial Regulatory Compliance Specialist
- American Cancer Society, Inc.
- Atlanta, GA
- 45+ days ago
- Atlanta, GA
- 45+ days ago
Financial Regulatory Compliance Specialist - Remote Location Atlanta, Georgia Position Type Full time At the American Cancer Society, we're working to end cancer as we know it, for everyone....
In PersonSenior Financial Compliance Analyst
- Warner Bros. Discovery
- Atlanta, GA
- 90+ days ago
- Atlanta, GA
- 90+ days ago
Welcome to Warner Bros. Discovery the stuff dreams are made of. Who We Are When we say, the stuff dreams are made of, were not just referring to the world of wizards, dragons and superheroes, or...
In PersonDemographic Data for Georgia
Moving to Georgia? Find some basic demographic data about Georgia below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in Georgia
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Georgia offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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