Compliance Specialist Jobs in Marietta, GA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Administrator (Hybrid)
- APCU Center Parc Credit Union
- Atlanta, GA (22 miles from Marietta, GA)
- 8 days ago
- APCU Center Parc Credit Union
- Atlanta, GA (22 miles from Marietta, GA)
- 8 days ago
Title: Compliance Administrator Grade: 9H - Minimum-point: $49,653 / Mid-Point: $62,067 Position Status - Full-time, Exempt Reports To: ERM Manager Purpose : The primary purpose of this position...
Principal Regulatory Affairs Specialist
- Norcross, GA (20 miles from Marietta, GA)
- 4 days ago
- Norcross, GA (20 miles from Marietta, GA)
- 4 days ago
About the Role: Were looking for a detail-oriented and proactive Principal Regulatory Affairs Specialist to join our growing team. In this highly cross-functional role, you will lead regulatory...
Parking Compliance Associate I
- Atlanta, GA (16 miles from Marietta, GA)
- 12 days ago
- Atlanta, GA (16 miles from Marietta, GA)
- 12 days ago
Discover Your Career at Emory University Emory University is a leading research university that fosters excellence and attracts world-class talent to innovate today and prepare leaders for the...
- Atlanta, GA (16 miles from Marietta, GA)
- 17 days ago
- Atlanta, GA (16 miles from Marietta, GA)
- 17 days ago
This position will have the opportunity to support a variety of account types, including 1940 Act mutual funds, separate accounts, UCITS funds, 81-102 Accounts, collective trusts, commodity pools and...
Regulatory Compliance Analyst - Intermediate
- Alpharetta, GA (19 miles from Marietta, GA)
- 21 days ago
- Alpharetta, GA (19 miles from Marietta, GA)
- 21 days ago
This role is responsible for the project management and business analysis around our EFX Controls program. Working directly to help operationalize the controls and coordinate, track, monitor, and...
Regulatory Compliance Analyst - Career
- Alpharetta, GA (19 miles from Marietta, GA)
- 21 days ago
- Alpharetta, GA (19 miles from Marietta, GA)
- 21 days ago
This role is responsible for the project management and business analysis around our EFX Controls program. Working directly to help operationalize the controls and coordinate, track, monitor, and...
Compliance Officer (Bank/Financial Services experience only)
- Atlanta, GA (16 miles from Marietta, GA)
- 23 days ago
- Atlanta, GA (16 miles from Marietta, GA)
- 23 days ago
Compliance Officer (Bank/Financial Services experience only) (OOJ - 37979) ...00 / US Dollars / Annual Salary NPAworldwide Recuitment Network update Last updated: Jul/19/2025 Job Description...
Risk Compliance Officer II - Compliance Testing
- Atlanta, GA (16 miles from Marietta, GA)
- 24 days ago
- Atlanta, GA (16 miles from Marietta, GA)
- 24 days ago
Compliance has oversight responsibility....
Senior Compliance Officer - Customer Complaints & Regulatory Response
- Atlanta, GA (16 miles from Marietta, GA)
- 26 days ago
- Atlanta, GA (16 miles from Marietta, GA)
- 26 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Preferred Qualifications: Minimum of three (3) years working in corporate compliance, ethics, risk management, legal, governance, privacy/cybersecurity, employee relations, or human resources....
- Atlanta, GA (16 miles from Marietta, GA)
- 45+ days ago
- Atlanta, GA (16 miles from Marietta, GA)
- 45+ days ago
About Relay Payments Relay Payments is building a modern digital payment network to revolutionize the trucking and logistics industries. Trusted by more than 500,000 drivers, 100,000 carriers, and...
Chief Compliance Officer - Atlanta, GA
- Atlanta, GA (16 miles from Marietta, GA)
- 90+ days ago
- Atlanta, GA (16 miles from Marietta, GA)
- 90+ days ago
Intro At Cortland, you map the story of your success. We don't adhere to the status quo, we love outside industry perspective, and we thrive on exploring possibilities and reimagining solutions....
Professional Coding Compliance Auditor
- Atlanta, GA (16 miles from Marietta, GA)
- 90+ days ago
- Atlanta, GA (16 miles from Marietta, GA)
- 90+ days ago
Overview Be inspired. Be rewarded. Belong. At Emory Healthcare. At Emory Healthcare we fuel your professional journey with better benefits, valuable resources, ongoing mentorship and leadership...
Demographic Data for Marietta, GA
Moving to Marietta, GA? Find some basic demographic data about Marietta, GA below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Marietta, GA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Marietta, GA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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