Compliance Specialist Jobs in Chicago, IL

A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.

Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.

1-15 of 33 Jobs
1891 Financial Life

Insurance Compliance Coordinator

SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...

International Regulatory Affairs Specialist

  • Chicago, IL
  • 23 hours ago
  • Chicago, IL
  • 23 hours ago

Regulatory Specialist Job Description We are seeking a global regulatory specialist based in Chicago, IL. The role involves creating ingredient statements and nutrition fact panels while reviewing...

Senior Risk And Compliance Analyst

  • Deerfield, IL (21 miles from Chicago, IL)
  • 1 day ago
  • Deerfield, IL (21 miles from Chicago, IL)
  • 1 day ago

Senior Risk and Compliance Analyst#25-70391 $31.43-$33.80 per hour Deerfield, IL All On-site Job Description Our Client, a Retail Pharmacy company, is looking for a Senior Risk and Compliance...

Senior Compliance Officer (or Compliance Officer)

  • Chicago, IL
  • 5 days ago
  • Chicago, IL
  • 5 days ago

Position Information Hiring Manager: Senior Counsel Department: Legal & Compliance Position Responsibilities The Firm acts as an investment adviser to onshore and offshore private funds, managed...

IT Risk and Compliance Analyst

  • Chicago, IL
  • 5 days ago
  • Chicago, IL
  • 5 days ago

IT Risk and Compliance Analyst TECHNOGEN, Inc. is a Proven Leader in providing full IT Services, Software Development and Solutions for 15 years. TECHNOGEN is a Small & Woman Owned Minority...

Senior Compliance Auditor

  • Wheaton, IL (24 miles from Chicago, IL)
  • 6 days ago
  • Wheaton, IL (24 miles from Chicago, IL)
  • 6 days ago

Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its Different Approach, Better Results...

Compliance Auditor

  • Brookfield, IL (10 miles from Chicago, IL)
  • 6 days ago
  • Brookfield, IL (10 miles from Chicago, IL)
  • 6 days ago

Wintrust provides community and commercial banking, specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated...

Senior Compliance Officer - Credit

  • Chicago, IL
  • 11 days ago
  • Chicago, IL
  • 11 days ago

CIG deploys it strategies across various vehicles including CLOs, separately managed accounts, private funds, mutual funds, and other commingled vehicles....

Compliance Officer (Testing), Remote

  • Chicago, IL
  • 13 days ago
  • Chicago, IL
  • 13 days ago

About Byline Bank: Headquartered in Chicago, Byline Bank is a full-service commercial bank serving small- and medium-sized businesses, financial sponsors and consumers. Byline Bank has...

Compliance Associate, Financial Regulatory Affairs

  • Chicago, IL
  • 13 days ago
  • Chicago, IL
  • 13 days ago

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...

Compliance Officer

  • Chicago, IL
  • 14 days ago
  • Chicago, IL
  • 14 days ago

Wintrust Wealth Management serves the financial needs of private clients, including high net worth individuals, business owners, and institutions. Since our founding in 1931, we have been helping...

Audit Regulatory Affairs Specialist

  • Chicago, IL
  • 16 days ago
  • Chicago, IL
  • 16 days ago

At HCSC, our employees are the cornerstone of our business and the foundation to our success. We empower employees with curated development plans that foster growth and promote rewarding,...

Senior Compliance Associate - Testing (Hybrid)

  • Chicago, IL
  • 19 days ago
  • Chicago, IL
  • 19 days ago

We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to sponsor visas or take over sponsorship at this time. About the Role: This...

Remote Work

Information Security Compliance Associate (Intern)

  • Chicago, IL
  • 24 days ago
  • Chicago, IL
  • 24 days ago

Enable accessibility for low vision Open the accessibility menu Office of the Illinois Attorney General Kwame Raoul HOME ABOUT FILE A COMPLAINT NEWS ROOM PUBLICATIONS ALL DIVISIONS CAREERS CONTACT...

Compliance Officer #18-E-05

  • Chicago, IL
  • 24 days ago
  • Chicago, IL
  • 24 days ago

Enable accessibility for low vision Open the accessibility menu Office of the Illinois Attorney General Kwame Raoul HOME ABOUT FILE A COMPLAINT NEWS ROOM PUBLICATIONS ALL DIVISIONS CAREERS CONTACT...

Demographic Data for Chicago, IL

Moving to Chicago, IL? Find some basic demographic data about Chicago, IL below.


Local
National
2,729,418
63,356
Large

Compliance Specialist Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
Cannabis Compliance, Testing, and Research
Identify legal operations in the cannabis industry and investigate how research and development can advance cannabis science. Learn compliance and testing methods related to analytical chemistry...
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...

Title Synonyms

Users interested in this job title also searched for the following job title


Salary for Compliance Specialist Jobs in Chicago, IL

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in Chicago, IL offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in Chicago, IL
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



Compliance Specialist Related Career Advice Articles

close up of a financial chart with finance professionals meeting in the background
5 Types of Finance Jobs: Which Is the Best Fit?

Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.

Read article »
Certified Financial Advisor discussing investment opportunities with clients
Impress Employers with These Finance Certifications

For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.

Read article »