Compliance Specialist Jobs in Baltimore, MD
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
investments, and related operations and support functions Ability to multi-task, prioritize and perform well under pressure Ability to adapt in a positive manner to rapidly changing priorities Ability...
Compliance Specialist position is a part of Companion Life's Regulatory and Market Conduct Team within the Compliance Department....
Compliance Officer (Gallagher Services)
- Lutherville Timonium, MD (9 miles from Baltimore, MD)
- 5 days ago
- Lutherville Timonium, MD (9 miles from Baltimore, MD)
- 5 days ago
Pay Rate: $88,000 (non-negotiable) The work schedule is: Monday - Friday 9a to 5p JOB DUTIES & RESPONSIBILITIES: Maintains expert-level knowledge of relevant laws and regulations (e.g., Medicaid,...
Regulatory Affairs Specialist - Post Market
- Annapolis, MD (21 miles from Baltimore, MD)
- 8 days ago
- Annapolis, MD (21 miles from Baltimore, MD)
- 8 days ago
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkSenior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Maryland, Baltimore Jun 04, 2025 Description To participate in a remote work arrangement,...
Safety and Environmental Compliance Associate I
- Millersville, MD (8 miles from Baltimore, MD)
- 19 days ago
- Millersville, MD (8 miles from Baltimore, MD)
- 19 days ago
Current MES Employees who are interested in applying for this position must visit the Internal MES Careers Page by going to their Workday Dashboard, clicking on the Career icon and selecting Find...
Privacy and Compliance Officer - Non-Merit
- Towson, MD (7 miles from Baltimore, MD)
- 90+ days ago
- Towson, MD (7 miles from Baltimore, MD)
- 90+ days ago
This job announcement may close at any time with little or no notice. Applicants are advised to apply promptly. Regular Schedule: 34 hours per week Non-Merit positions are not classified within...
Demographic Data for Baltimore, MD
Moving to Baltimore, MD? Find some basic demographic data about Baltimore, MD below.
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Salary for Compliance Specialist Jobs in Baltimore, MD
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Baltimore, MD offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Management Consulting
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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