Compliance Specialist Jobs in Roxbury Crossing, MA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Risk Analyst - PV W2
- Tek Inspirations LLC
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 5 days ago
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 5 days ago
Job Description - 5-8 Years of experience only- Client will not look anyone outside this experience range Need candidates on PV 2 **LinkedIn ID with proper projects and education details is must**...
In PersonJunior Compliance Risk Analyst
- Software Specialists Inc.
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 5 days ago
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 5 days ago
Junior Compliance Risk Analyst Location: Marlborough, Massachusetts (On-site) Job Summary: We are seeking a detail-oriented professional to provide critical administrative and operational support...
In Person- Adecco USA, Inc.
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 5 days ago
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 5 days ago
Home Compliance Risk Analyst Business Operations and Management $ 29.93 / Hour location_on Marlborough, Massachusetts acute Contract/Temporary favorite_border JOB ON CANDIDATE PORTAL COPY LINK...
HybridCompliance Risk Analyst Mid-Level
- Software Specialists Inc.
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 6 days ago
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 6 days ago
Compliance Risk Analyst - Mid-Level Location: Marlborough, Massachusetts (Hybrid) Job Summary: We are seeking a professional to evaluate and assess AI and analytics solutions, ensuring they are...
Hybrid- TalentBurst
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 7 days ago
- Marlborough, MA (23 miles from Roxbury Crossing, MA)
- 7 days ago
Compliance Risk Analyst Marlborough, MA 01752 5+ Months Hybrid Contractor Job Responsibilities: Maintains company's Food Compliance databases and related documentation for compliance with federal...
In PersonCompliance Officer - Health & Human Services
- Dona Ana County
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 10 days ago
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 10 days ago
NOTICE TO APPLICANT This position will close at 12:00AM MST on the End Date. You must ensure your application reflects the correct and current information for your work experience, hours worked...
In PersonLead Compliance Assurance Analyst
- natgridProd
- Waltham, MA (9 miles from Roxbury Crossing, MA)
- 12 days ago
- Waltham, MA (9 miles from Roxbury Crossing, MA)
- 12 days ago
About us Every day we deliver safe and secure energy to homes, communities, and businesses. We are there when people need us the most. We connect people to the energy they need for the lives they...
HybridSenior Compliance Officer - US&C Investm
- Marsh & McLennan
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 12 days ago
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 12 days ago
Marsh US&C Investments Compliance is recruiting for a Senior Compliance Officer who will work three days a week in our Boston or New York office alongside our team. The team at Marsh will prepare...
In PersonChief Compliance Officer, Green Pier
- Fidelity Investments
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 16 days ago
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 16 days ago
Job Description: Chief Compliance Officer, Green Pier Fintech The Role The Chief Compliance Officer (CCO) is a key member of the senior leadership team, responsible for providing strategic...
In PersonSenior Compliance Officer - US&C Investments
- Marsh
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 29 days ago
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 29 days ago
Marsh US&C Investments Compliance is recruiting for a Senior Compliance Officer who will work three days a week in our Boston or New York office alongside our team. The team at Marsh will prepare...
HybridSenior Risk and Compliance Analyst
- Highmark Health
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 30+ days ago
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 30+ days ago
Jobs Boston, MA Senior Risk and Compliance Analyst Highmark Health Senior Risk and Compliance Analyst Boston, MA Apply Company : Highmark Health Job Description : JOB SUMMARY This job works...
In PersonCompliance Officer - Trading Boston, MA, USA Hybrid
- MFS Investment Management
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 45+ days ago
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 45+ days ago
compliance business area for both US and internal jurisdictions Excellent interpersonal, organizational, communication, team-working and problem-solving skills Familiarity with trading practices across equities...
Hybrid- MFS Investments
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 45+ days ago
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 45+ days ago
compliance business area for both US and internal jurisdictions Excellent interpersonal, organizational, communication, team-working and problem-solving skills Familiarity with trading practices across equities...
HybridPortfolio Compliance Associate
- Victory Capital Management Inc.
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 90+ days ago
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 90+ days ago
Knowledge and experience working with various asset classes including Equities, Swaps, Futures, Exchange Linked Notes (ELNs), Asset-Backed Securities and Insurance Linked Securities....
In Person- Geode Capital Management, LLC
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 90+ days ago
- Boston, MA (2 miles from Roxbury Crossing, MA)
- 90+ days ago
Reporting to the Director, Investment Compliance, the Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the...
HybridDemographic Data for Roxbury Crossing, MA
Moving to Roxbury Crossing, MA? Find some basic demographic data about Roxbury Crossing, MA below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Roxbury Crossing, MA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Roxbury Crossing, MA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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