Compliance Specialist Jobs in Minneapolis, MN
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Principal Regulatory Affairs Specialist - Robotic Surgical Technologies
- Mounds View, MN (7 miles from Minneapolis, MN)
- 5 hours ago
- Mounds View, MN (7 miles from Minneapolis, MN)
- 5 hours ago
We anticipate the application window for this opening will close on - 9 May 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Senior Regulatory Affairs Analyst - Remote Nationwide
- Minnetonka, MN (8 miles from Minneapolis, MN)
- 12 hours ago
- Minnetonka, MN (8 miles from Minneapolis, MN)
- 12 hours ago
At UnitedHealthcare, we’re simplifying the health care experience, creating healthier communities and removing barriers to quality care. The work you do here impacts the lives of millions of...
Remote WorkRegulatory Affairs Specialist I
- Little Canada, MN (5 miles from Minneapolis, MN)
- 1 day ago
- Little Canada, MN (5 miles from Minneapolis, MN)
- 1 day ago
Minnesota > St. Paul > Lillehei : One Lillehei Plaza ADDITIONAL LOCATIONS: WORK SHIFT: Standard TRAVEL: No MEDICAL SURVEILLANCE: No SIGNIFICANT WORK ACTIVITIES: Continuous sitting for prolonged...
Gather and analyze information for product codes, device description, FDA listing numbers and GMDN codes. Design, develop, test, document & support of cGxP systems as per 21CFR Part11 & US FDA....
We anticipate the application window for this opening will close on - 16 May 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
AIM Governance, Risk, Compliance Analyst Senior Hybrid
- Minneapolis, MN
- 1 day ago
- Minneapolis, MN
- 1 day ago
At Allianz Life, we are driven by our mission - we secure your future - and by our common goal of caring for tomorrow. We care for our employees by promoting an inclusive culture where everyone...
Compliance Analyst/ Compliance Analyst Senior - Financial Crimes Unit/AML Hybrid
- Minneapolis, MN
- 1 day ago
- Minneapolis, MN
- 1 day ago
At Allianz Life, we are driven by our mission - we secure your future - and by our common goal of caring for tomorrow. We care for our employees by promoting an inclusive culture where everyone...
Sr Regulatory Affairs Specialist (Remote) - Shockwave
- New Brighton, MN (7 miles from Minneapolis, MN)
- 4 days ago
- New Brighton, MN (7 miles from Minneapolis, MN)
- 4 days ago
Sr Regulatory Affairs Specialist (Remote) - Shockwave- Function Regulatory Affairs Group- Sub function Regulatory Affairs- Category Experienced Analyst, Regulatory Affairs (P5)- Location New...
Remote WorkLicensing and Regulatory Compliance Analyst Full-time Company Description We're the world's leading sports technology company, at the intersection between sports, media, and betting. More than...
Regulatory Compliance Specialist
- Rogers, MN (19 miles from Minneapolis, MN)
- 8 days ago
- Rogers, MN (19 miles from Minneapolis, MN)
- 8 days ago
We are seeking a Regulatory Compliance Specialist whose primary role is to ensure that all industrial X-ray systems manufactured, installed and serviced by North Star Imaging comply with applicable...
Lead Internal Compliance Auditor
- Vadnais Heights, MN (15 miles from Minneapolis, MN)
- 13 days ago
- Vadnais Heights, MN (15 miles from Minneapolis, MN)
- 13 days ago
Working Title: Lead Internal Compliance Auditor** **Job Class: Auditor Principal** **Agency: Human Services Dept** + **Job ID** : 85626 + **Location** : Vadnais Heights + **Telework Eligible** :...
Principal Regulatory Affairs Specialist
- Eden Prairie, MN (8 miles from Minneapolis, MN)
- 15 days ago
- Eden Prairie, MN (8 miles from Minneapolis, MN)
- 15 days ago
Principal Regulatory Affairs Specialist LinkedIn Twitter Email Message Share Why Join Bracco Medical Technologies? At Bracco Medical Technologies, every employee has an impact on our Mission to...
Pay Range- $42/hr. -$45hr. Theyre looking for an experienced regulatory affairs professional who can independently manage post-market submissions assess changes, and collaborate across teams....
Senior Regulatory Affairs Specialist (Solventum)
- Saint Paul, MN (9 miles from Minneapolis, MN)
- 19 days ago
- Saint Paul, MN (9 miles from Minneapolis, MN)
- 19 days ago
Thank you for your interest in working for our Company. Recruiting the right talent is crucial to our goals. On April 1, 2024, 3M Healthcare underwent a corporate spin-off leading to the creation...
- Saint Paul, MN (9 miles from Minneapolis, MN)
- 19 days ago
- Saint Paul, MN (9 miles from Minneapolis, MN)
- 19 days ago
Your Future Evolves Here** Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
Demographic Data for Minneapolis, MN
Moving to Minneapolis, MN? Find some basic demographic data about Minneapolis, MN below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Minneapolis, MN
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Minneapolis, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles

5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »