Compliance Specialist Jobs in Minnetonka, MN
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Cloud Security Risk and Compliance Analyst
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 1 day ago
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 1 day ago
At U.S. Bank, were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
- Saint Paul, MN (17 miles from Minnetonka, MN)
- 1 day ago
- Saint Paul, MN (17 miles from Minnetonka, MN)
- 1 day ago
Cetera Trust Company (CTC) is an affiliate of Cetera Financial Group, a premier wealth advisory organization specializing in providing personalized investment management services. A key component...
Senior Information Security Risk & Compliance Analyst/Consultant Actions
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 2 days ago
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 2 days ago
At U.S. Bank, were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Senior Regulatory Affairs Specialist
- Chaska, MN (13 miles from Minnetonka, MN)
- 3 days ago
- Chaska, MN (13 miles from Minnetonka, MN)
- 3 days ago
Our client, a leading medical devices manufacturing company, is looking for a Senior Regulatory Affairs Specialist. This is for an initial duration of 18 months and is located in Chaska, MN. Job...
Minneapolis Risk and Compliance Consultant - 2026
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 3 days ago
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 3 days ago
JOB REQUISITION Minneapolis Risk and Compliance Consultant - 2026 LOCATION MINNEAPOLIS ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with Protiviti? The...
Document Control Records Management - Regulatory Affairs Specialist - Senior
- Chaska, MN (13 miles from Minnetonka, MN)
- 4 days ago
- Chaska, MN (13 miles from Minnetonka, MN)
- 4 days ago
Regulatory Affairs Specialist - Senior Job Description: 3 must haves - 1) Experience with design changes, 2) demonstrated RA leadership on high visibility core team, 3) IVDR or EMDR experience The...
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 4 days ago
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 4 days ago
Job Type Full-time Description The Regulatory Affairs Specialist is a key part of the Kerecis Product Development team focused on medical devices. This role helps develop regulatory strategies,...
Principal Regulatory Affairs Specialist
- Plymouth, MN (3 miles from Minnetonka, MN)
- 4 days ago
- Plymouth, MN (3 miles from Minnetonka, MN)
- 4 days ago
Principal Regulatory Affairs Specialist Job Description Join RespirTech's team in Plymouth, MN as a Principal Regulatory Affairs Specialist, where you will develop and execute global regulatory...
Regulatory Affairs Specialist - Medical Devices
- Maple Grove, MN (12 miles from Minnetonka, MN)
- 4 days ago
- Maple Grove, MN (12 miles from Minnetonka, MN)
- 4 days ago
Anteris is a science-driven structural heart company that is redefining expectations and advancing the field through cutting-edge solutions focused on restoring native-like physiology versus...
Sr. Regulatory Affairs Specialist
- Mounds View, MN (14 miles from Minnetonka, MN)
- 4 days ago
- Mounds View, MN (14 miles from Minnetonka, MN)
- 4 days ago
We anticipate the application window for this opening will close on - 31 Jul 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Regulatory Affairs Specialist II
- Saint Paul, MN (17 miles from Minnetonka, MN)
- 5 days ago
- Saint Paul, MN (17 miles from Minnetonka, MN)
- 5 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist
- Mounds View, MN (14 miles from Minnetonka, MN)
- 5 days ago
- Mounds View, MN (14 miles from Minnetonka, MN)
- 5 days ago
We anticipate the application window for this opening will close on - 5 Jul 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Senior Regulatory Affairs Specialist - CAS
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 11 days ago
- Minneapolis, MN (8 miles from Minnetonka, MN)
- 11 days ago
We anticipate the application window for this opening will close on - 1 Jul 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Senior Regulatory Affairs Specialist - Peripheral Interventions
- Maple Grove, MN (12 miles from Minnetonka, MN)
- 12 days ago
- Maple Grove, MN (12 miles from Minnetonka, MN)
- 12 days ago
Additional Location(s): US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, well give you the opportunity to harness...
Regulatory Affairs Specialist - Post Market
- Saint Paul, MN (17 miles from Minnetonka, MN)
- 21 days ago
- Saint Paul, MN (17 miles from Minnetonka, MN)
- 21 days ago
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
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Salary for Compliance Specialist Jobs in Minnetonka, MN
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Minnetonka, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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