Compliance Specialist Jobs in Mounds View, MN
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Regulatory Affairs Specialist -Interventional Cardiology
- Maple Grove, MN (15 miles from Mounds View, MN)
- 6 days ago
- Maple Grove, MN (15 miles from Mounds View, MN)
- 6 days ago
Additional Location(s): N/A Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, well give you the opportunity to harness all thats...
Senior Regulatory Affairs Specialist
- Plymouth, MN (12 miles from Mounds View, MN)
- 10 days ago
- Plymouth, MN (12 miles from Mounds View, MN)
- 10 days ago
By living according to a common set of values, we create a culture that unifies, embraces the uniqueness we all bring to the company, and positions Integer for long-term success. At Integer, our...
- Minneapolis, MN (7 miles from Mounds View, MN)
- 13 days ago
- Minneapolis, MN (7 miles from Mounds View, MN)
- 13 days ago
This role is responsible for Regulatory Affairs support of submissions and ongoing regulatory compliance for product development process and sustaining engineering projects, ensuring compliance...
Regulatory Affairs Specialist II - Ventures (on-site Santa Clara, CA or St. Paul, MN)
- Saint Paul, MN (10 miles from Mounds View, MN)
- 18 days ago
- Saint Paul, MN (10 miles from Mounds View, MN)
- 18 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist
- Maple Grove, MN (15 miles from Mounds View, MN)
- 23 days ago
- Maple Grove, MN (15 miles from Mounds View, MN)
- 23 days ago
Additional Location(s): US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, well give you the opportunity to harness...
- Minneapolis, MN (7 miles from Mounds View, MN)
- 30+ days ago
- Minneapolis, MN (7 miles from Mounds View, MN)
- 30+ days ago
We are searching for a Compliance Manager/Officer within the General Counsel's Organization team who is an independent-thinking, self-starter motivated by actively engaging and supporting business...
Senior Regulatory Affairs Specialist (on-site)
- Plymouth, MN (12 miles from Mounds View, MN)
- 30+ days ago
- Plymouth, MN (12 miles from Mounds View, MN)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Senior Regulatory Affairs Specialist
- Maple Grove, MN (15 miles from Mounds View, MN)
- 45+ days ago
- Maple Grove, MN (15 miles from Mounds View, MN)
- 45+ days ago
Additional Location(s): US-MN-Maple Grove Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, well give you the opportunity to harness...
We anticipate the application window for this opening will close on - 28 Aug 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
- Minneapolis, MN (7 miles from Mounds View, MN)
- 45+ days ago
- Minneapolis, MN (7 miles from Mounds View, MN)
- 45+ days ago
Regulatory Affairs Specialist responsible for reviewing and assessing changes to Class II medical devices, supporting global regulatory compliance, and collaborating with cross-functional teams....
Regulatory Affairs Specialist - Medical Devices
- Maple Grove, MN (15 miles from Mounds View, MN)
- 45+ days ago
- Maple Grove, MN (15 miles from Mounds View, MN)
- 45+ days ago
Anteris is a science-driven structural heart company that is redefining expectations and advancing the field through cutting-edge solutions focused on restoring native-like physiology versus...
Regulatory Affairs Specialist II Electrophysiology (on-site)
- Plymouth, MN (12 miles from Mounds View, MN)
- 60+ days ago
- Plymouth, MN (12 miles from Mounds View, MN)
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Officer - FINOP's Compliance
- Minneapolis, MN (7 miles from Mounds View, MN)
- 90+ days ago
- Minneapolis, MN (7 miles from Mounds View, MN)
- 90+ days ago
Job Summary Job Description What is the opportunity? Collaborate with team members to provide oversight and advice to the organization's financial and operations departments to drive compliance...
Demographic Data for Mounds View, MN
Moving to Mounds View, MN? Find some basic demographic data about Mounds View, MN below.
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Salary for Compliance Specialist Jobs in Mounds View, MN
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Mounds View, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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