Compliance Specialist Jobs in Bogota, NJ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Lead Compliance Officer - Futures Commission Merchant (FCM) - Executive Director
- Wells Fargo
- New York, NY (8 miles from Bogota, NJ)
- 17 hours ago
- New York, NY (8 miles from Bogota, NJ)
- 17 hours ago
This role will report to the head of Equities Compliance within the Corporate & Investment Banking (CIB) Markets Compliance team....
In PersonSenior Lead Compliance Officer - Prime Brokerage & Equities
- Wells Fargo
- New York, NY (8 miles from Bogota, NJ)
- 1 day ago
- New York, NY (8 miles from Bogota, NJ)
- 1 day ago
The Senior Lead Compliance Officer will provide compliance coverage for Prime Brokerage, while extending support across Cash Equities and broader broker-dealer activities, partnering closely with business...
Hybrid- Computershare Inc
- New York, NY (8 miles from Bogota, NJ)
- 5 days ago
- New York, NY (8 miles from Bogota, NJ)
- 5 days ago
Location: New York City, NY, / Columbia, MD (Hybrid) In this position, you'll be based in the New York City or Columbia, MD office for a minimum of three days a week, with the flexibility to work...
Remote- BD (Becton, Dickinson and Company)
- Franklin Lakes, NJ (13 miles from Bogota, NJ)
- 6 days ago
- Franklin Lakes, NJ (13 miles from Bogota, NJ)
- 6 days ago
We are the people who give possibilities purpose BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and it's no small feat. It...
In PersonChief Compliance Officer Consultant
- Staff Financial Group
- New York, NY (8 miles from Bogota, NJ)
- 6 days ago
- New York, NY (8 miles from Bogota, NJ)
- 6 days ago
Back To Results Chief Compliance Officer Consultant Job Description We are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting...
In PersonAnalyst-Compliance ; Customer Due Diligence
- American Express
- New York, NY (8 miles from Bogota, NJ)
- 7 days ago
- New York, NY (8 miles from Bogota, NJ)
- 7 days ago
The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control solutions to meet the Companys legal, regulatory and risk...
In PersonGlobal Regulatory Reporting & Compliance Associate / VP Greenwich, CT, USA
- AQR
- Greenwich, CT (23 miles from Bogota, NJ)
- 8 days ago
- Greenwich, CT (23 miles from Bogota, NJ)
- 8 days ago
Global Regulatory Reporting & Compliance Associate / VP About AQR Capital Management AQR is a global investment firm built at the intersection of financial theory and practical application. We...
In PersonData Compliance - Associate/Vice President Greenwich, CT, USA
- AQR
- Greenwich, CT (23 miles from Bogota, NJ)
- 11 days ago
- Greenwich, CT (23 miles from Bogota, NJ)
- 11 days ago
Data Compliance - Associate/Vice President About AQR Capital Management AQR is a global investment firm built at the intersection of financial theory and practical application. We strive to...
In PersonFinancial Crime Compliance Officer
- Tradeweb Markets Inc.
- Jersey City, NJ (10 miles from Bogota, NJ)
- 12 days ago
- Jersey City, NJ (10 miles from Bogota, NJ)
- 12 days ago
We serve more than 3,000 clients in more than 85 countries, including many of the world's largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers....
HybridCompliance Officer, Broker-Dealer Advisor (Equities and Options) - VN2750
- Marex Group, Plc.
- New York, NY (8 miles from Bogota, NJ)
- 13 days ago
- New York, NY (8 miles from Bogota, NJ)
- 13 days ago
The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and...
In PersonRegulatory Affairs Specialist Jr Corporate COL
- Symrise
- Bogota, NJ
- 14 days ago
- Bogota, NJ
- 14 days ago
Symrise es un proveedor global de aromas y sabores, ingredientes activos y bases de cosmeticos e ingredientes funcionales. Sus clientes son fabricantes de perfumes, cosmeticos, alimentos y...
In PersonCorporate Tax - State Income Tax Compliance - Associate
- JPMorgan Chase & Co.
- Jersey City, NJ (10 miles from Bogota, NJ)
- 15 days ago
- Jersey City, NJ (10 miles from Bogota, NJ)
- 15 days ago
JobID: 210728240 Category: Tax JobSchedule: Full time Posted Date: 2026-05-19T19:06:37+00:00 JobShift: Day Base Pay/Salary: Jersey City,NJ $104,500.00-$153,000.00 Join the Corporate Tax team! As a...
In PersonChief Compliance Officer, Green Pier
- Fidelity Investments
- Jersey City, NJ (10 miles from Bogota, NJ)
- 16 days ago
- Jersey City, NJ (10 miles from Bogota, NJ)
- 16 days ago
Job Description: Chief Compliance Officer, Green Pier Fintech The Role The Chief Compliance Officer (CCO) is a key member of the senior leadership team, responsible for providing strategic...
In PersonBroker/Dealer Compliance, Associate
- Blue Owl Capital Holdings LLC
- Millburn, NJ (17 miles from Bogota, NJ)
- 18 days ago
- Millburn, NJ (17 miles from Bogota, NJ)
- 18 days ago
Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives. With over $315 billion in assets under management as of March 31, 2026, we invest across three multi-strategy...
In PersonBroker/Dealer Compliance, Associate
- Blue Owl
- Short Hills, NJ (18 miles from Bogota, NJ)
- 20 days ago
- Short Hills, NJ (18 miles from Bogota, NJ)
- 20 days ago
Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives. With over $315 billion in assets under management as of March 31, 2026, we invest across three multi-strategy...
In PersonDemographic Data for Bogota, NJ
Moving to Bogota, NJ? Find some basic demographic data about Bogota, NJ below.
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Salary for Compliance Specialist Jobs in Bogota, NJ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Bogota, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Computer Skills
- Time Management
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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