Compliance Specialist Jobs in Englewood, NJ

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1-15 of 98 Jobs

Electronic Trading Senior Compliance Officer

Morgan Stanley - New York, NY (9 miles from Englewood, NJ)

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm?...

2 days ago

Analyst, Compliance Consulting

Duff & Phelps - New York, NY (9 miles from Englewood, NJ)

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology,...

2 days ago

WM Compliance Officer, VP

Morgan Stanley - Purchase, NY (16 miles from Englewood, NJ)

Team Description\: The Morgan Stanley Wealth Management Compliance Product Advisory Group is responsible for the design, implementation and management of the compliance program for the following products...

2 days ago

Compliance Officer, Financial Crime Anti-Money Laundering & Tax Transparency - Gm2Q

HSBC - New York, NY (9 miles from Englewood, NJ)

day old Compliance Officer, Financial Crime Anti-Money Laundering & Tax Transparency - 0000GM2Q HSBC Bank USA New York, United States Add to Favorites Share Job Apply Now Apply on the Company Site...

Remote Work

2 days ago

Analyst, Compliance

Prudential - Newark, NJ (14 miles from Englewood, NJ)

Job Classification: Corporate - Legal and Compliance Performs detailed analysis of potential and existing clients to identify high-risk criteria, document results, and consult with AMLU Management...

1 day ago

Compliance Officer, AVP

MUFG (DBA) - New York, NY (9 miles from Englewood, NJ)

Compliance Officer, AVP Requisition # 10047547-WD Job Type Full time Location New York, New York Date Posted 11/24/2021 Your potential. Your opportunity. Do you want your voice heard and your...

2 days ago

Legal & Compliance Senior Compliance Officer/Senior Counsel

The Madison-Davis Group Inc - New York, NY (9 miles from Englewood, NJ)

EXTERNAL ROLE The Senior Compliance Officer/Senior Counsel will provide legal and compliance oversight including developing and maintaining effective controls designed to monitor the effectiveness...

2 days ago

Vice President, Pgim Chief Compliance Officer

Prudential - Newark, NJ (14 miles from Englewood, NJ)

Vice President, PGIM Chief Compliance Officer Newark, NJ, USA Job Classification: Corporate - Legal and Compliance PGIM, the asset management business of Prudential Financial, Inc. (Prudential) is...

3 days ago

Senior Business Analyst - Compliance Trade Reporting

Societe Generale - New York, NY (9 miles from Englewood, NJ)

Responsibilities: U.S. Regulatory Reporting Subject Matter Expert for FINRA Consolidated Audit Trail System (CAT), Large Option Position Reporting (LOPR), Electronic Blue Sheets, ACT/ ORF, TRACE,...

4 days ago

Analyst, Compliance Consulting

Kinetic Partners - New York, NY (9 miles from Englewood, NJ)

Skip to main content Duff and Phelps logo CAREERS LIFE AT KROLL Kroll Experience Forward Thinking Growth WORKING HERE Opportunity And Support Network Of Women Our Team Talks One Flexible Team...

4 days ago

Compliance Officer, Fixed

Jefferies Financial Group Inc - New York, NY (9 miles from Englewood, NJ)

Compliance Officer, Fixed Income - ( 210001X0 ) Description Primary Responsibilities: This position is based in New York City in the Fixed Income Compliance Advisory Group and will be primarily...

4 days ago

Aml Compliance Officer Fic & Cru Vice President

Madison Davis Group - New York, NY (9 miles from Englewood, NJ)

AML Compliance Officer FIC & CRU Vice President The Madison-Davis Group Inc New York, NY Full Time Apply on company site Job Details EXTERNAL ROLE Overview Anti-Financial Crime (AFC) Compliance is...

4 days ago

Chief Compliance Officer

Peak Organization - New York, NY (9 miles from Englewood, NJ)

Chief Compliance Officer Peak Organization New York, NY Full Time Apply on company site Job Details Chief Compliance Officer A boutique firm in Manhattan is looking to add a Chief Compliance...

5 days ago

Senior Trading Compliance Officer

Peak Organization - New York, NY (9 miles from Englewood, NJ)

Senior Trading Compliance Officer Peak Organization New York, NY Full Time Apply on company site Job Details Senior Trading Compliance Officer A leading financial services firm is seeking to add a...

5 days ago

VP, AML Compliance Officer - Treasury and Trade Solutions (TTS)

Citi - New York, NY (9 miles from Englewood, NJ)

management....

5 days ago

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Demographic Data for Englewood, NJ

Moving to Englewood, NJ? Find some basic demographic data about Englewood, NJ below.

Median Age

Average HouseHold Income

Home Value vs Household Income in Englewood, NJ

Total Population

27,119

Number of Businesses

1,163

City Size

Medium

Compliance Specialist Online Courses and Training Opportunities

Regulatory Compliance

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...

What is Compliance?

Compliance isn't only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It's also about the positive impact a robust and ethical compliance program...

Construction Ethics and Compliance

Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to...

Title Synonyms

Users interested in this job title also searched for the following job title

Compliance Analyst

Salary for Compliance Specialist Jobs in Englewood, NJ

This is the average annual salary for Compliance Specialist jobs in Englewood, NJ as reported by the BLS.

$88,024

Top Hiring Companies

Top hiring companies in your area for Compliance Specialist positions

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.

Highest Education Level

Compliance Specialists in Englewood, NJ offer the following education background

Bachelor's Degree (47.0%)
Master's Degree (34.4%)
Doctorate Degree (6.4%)
Associate's Degree (4.3%)
High School or GED (3.8%)
Vocational Degree or Certification (3.4%)
Some College (0.7%)
Some High School (0.1%)

Average Work Experience

Here's a breakdown of the number of years' experience offered by Compliance Specialists in Englewood, NJ

4-6 years (48.1%)
8-10 years (21.5%)
6-8 years (18.4%)
2-4 years (4.9%)
1-2 years (3.5%)
Less than 1 year (2.3%)
10+ years (1.2%)

Qualifications / Skill Sets

The following top skills are often required or desired to land a Compliance Specialist position

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Other Titles

Here are some other career titles that require similar skills

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