Compliance Specialist Jobs in Englewood, NJ

A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.

Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.

1-15 of 88 Jobs

Advisory Compliance Officer - Fixed Income Business Line Compliance

  • New York, NY (9 miles from Englewood, NJ)
  • 12 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 12 days ago

Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...

Quality and Regulatory Affairs Specialist-Mount Sinai Brooklyn - Full-time

  • New York, NY (9 miles from Englewood, NJ)
  • 3 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 3 days ago

Description The Quality and Regulatory Specialist facilitates and participates in the implementation of the multidisciplinary hospital and system wide Clinical Quality and Patient Safety...

AML Transaction Monitoring Analyst - Compliance - New York, New York, United States

  • New York, NY (9 miles from Englewood, NJ)
  • 4 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 4 days ago

Responsibilities The candidate will be responsible for reviewing alerts of potentially suspicious activity generated via the Bank's automated transaction monitoring system; closes or escalates...

Quality and Regulatory Affairs Specialist-Mount Sinai Brooklyn - Full-time

  • Brooklyn, NY (13 miles from Englewood, NJ)
  • 4 days ago
  • Brooklyn, NY (13 miles from Englewood, NJ)
  • 4 days ago

The Quality and Regulatory Specialist facilitates and participates in the implementation of the multidisciplinary hospital and system wide Clinical Quality and Patient Safety Performance...

Compliance Officer - Swap Advisory

  • New York, NY (9 miles from Englewood, NJ)
  • 5 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 5 days ago

Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...

Analyst, Compliance & Control

  • New York, NY (9 miles from Englewood, NJ)
  • 5 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 5 days ago

About the Role: Grade Level (for internal use): 10 About the Role/The Team: We are seeking an additional team member to support the implementation of regulatory action plans in the Americas,...

Quality Assurance and Regulatory Affairs Specialist

  • Bogota, NJ (3 miles from Englewood, NJ)
  • 6 days ago
  • Bogota, NJ (3 miles from Englewood, NJ)
  • 6 days ago

Quality Assurance and Regulatory Affairs Specialist Description The Quality Assurance and Regulatory Affairs Specialist will be responsible for supporting local Quality and Regulatory strategies,...

Analyst-Compliance, Global Financial Crimes Compliance, Product Approval

  • New York, NY (9 miles from Englewood, NJ)
  • 7 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 7 days ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

IT Risk and Compliance Analyst

  • New York, NY (9 miles from Englewood, NJ)
  • 8 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 8 days ago

IT Risk and Compliance Analyst NYC or Chicago Hybrid 2 days Onsite Job Description: Must Have: Strong communication skills to all levels, with previous experience of writing reports for senior...

Advisory Compliance Officer - Fixed Income Business Line Compliance. Job in New York Gr8Jobs

  • New York, NY (9 miles from Englewood, NJ)
  • 8 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 8 days ago

Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...

Compliance Officer Broker-Dealer

  • New York, NY (9 miles from Englewood, NJ)
  • 9 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 9 days ago

This is a high-impact role within a small team focused on equity research distribution for institutional clients....

Compliance Associate

  • New York, NY (9 miles from Englewood, NJ)
  • 9 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 9 days ago

Compliance Associate 3.6 3.6 out of 5 stars New York, NY 10018 Hybrid work Position Summary This position reports to the Associate General Counsel/Compliance Officer and is part of the Legal and...

IT Risk and Compliance Analyst in New York, NY/ Chicago, IL office at least 2 days a week

  • New York, NY (9 miles from Englewood, NJ)
  • 11 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 11 days ago

Must Haves Strong communication skills to all levels, with previous experience of writing reports for senior staff Experience of ITIL Project Management experience Degree in technology-based...

Data Quality Compliance Officer

  • New York, NY (9 miles from Englewood, NJ)
  • 11 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 11 days ago

Data Quality Vice President Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management...

Compliance Associate Broker-Dealer

  • New York, NY (9 miles from Englewood, NJ)
  • 12 days ago
  • New York, NY (9 miles from Englewood, NJ)
  • 12 days ago

This is a high-impact role within a small team focused on equity research distribution for institutional clients....

Demographic Data for Englewood, NJ

Moving to Englewood, NJ? Find some basic demographic data about Englewood, NJ below.


Local
National
29,308
1,234
Medium

Compliance Specialist Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Title Synonyms

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Salary for Compliance Specialist Jobs in Englewood, NJ

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in Englewood, NJ offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in Englewood, NJ
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

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