Compliance Specialist Jobs in Englewood, NJ

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1-15 of 98 Jobs
Morgan Stanley - New York, NY (9 miles from Englewood, NJ)
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm?...
2 days ago
Duff & Phelps - New York, NY (9 miles from Englewood, NJ)
In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology,...
2 days ago
Morgan Stanley - Purchase, NY (16 miles from Englewood, NJ)
Team Description\: The Morgan Stanley Wealth Management Compliance Product Advisory Group is responsible for the design, implementation and management of the compliance program for the following products...
2 days ago
HSBC - New York, NY (9 miles from Englewood, NJ)
day old Compliance Officer, Financial Crime Anti-Money Laundering & Tax Transparency - 0000GM2Q HSBC Bank USA New York, United States Add to Favorites Share Job Apply Now Apply on the Company Site...
Remote Work
2 days ago
Prudential - Newark, NJ (14 miles from Englewood, NJ)
Job Classification: Corporate - Legal and Compliance Performs detailed analysis of potential and existing clients to identify high-risk criteria, document results, and consult with AMLU Management...
1 day ago
MUFG (DBA) - New York, NY (9 miles from Englewood, NJ)
Compliance Officer, AVP Requisition # 10047547-WD Job Type Full time Location New York, New York Date Posted 11/24/2021 Your potential. Your opportunity. Do you want your voice heard and your...
2 days ago
The Madison-Davis Group Inc - New York, NY (9 miles from Englewood, NJ)
EXTERNAL ROLE The Senior Compliance Officer/Senior Counsel will provide legal and compliance oversight including developing and maintaining effective controls designed to monitor the effectiveness...
2 days ago
Prudential - Newark, NJ (14 miles from Englewood, NJ)
Vice President, PGIM Chief Compliance Officer Newark, NJ, USA Job Classification: Corporate - Legal and Compliance PGIM, the asset management business of Prudential Financial, Inc. (Prudential) is...
3 days ago
Societe Generale - New York, NY (9 miles from Englewood, NJ)
Responsibilities: U.S. Regulatory Reporting Subject Matter Expert for FINRA Consolidated Audit Trail System (CAT), Large Option Position Reporting (LOPR), Electronic Blue Sheets, ACT/ ORF, TRACE,...
4 days ago
Kinetic Partners - New York, NY (9 miles from Englewood, NJ)
Skip to main content Duff and Phelps logo CAREERS LIFE AT KROLL Kroll Experience Forward Thinking Growth WORKING HERE Opportunity And Support Network Of Women Our Team Talks One Flexible Team...
4 days ago
Jefferies Financial Group Inc - New York, NY (9 miles from Englewood, NJ)
Compliance Officer, Fixed Income - ( 210001X0 ) Description Primary Responsibilities: This position is based in New York City in the Fixed Income Compliance Advisory Group and will be primarily...
4 days ago
Madison Davis Group - New York, NY (9 miles from Englewood, NJ)
AML Compliance Officer FIC & CRU Vice President The Madison-Davis Group Inc New York, NY Full Time Apply on company site Job Details EXTERNAL ROLE Overview Anti-Financial Crime (AFC) Compliance is...
4 days ago
Peak Organization - New York, NY (9 miles from Englewood, NJ)
Chief Compliance Officer Peak Organization New York, NY Full Time Apply on company site Job Details Chief Compliance Officer A boutique firm in Manhattan is looking to add a Chief Compliance...
5 days ago
Peak Organization - New York, NY (9 miles from Englewood, NJ)
Senior Trading Compliance Officer Peak Organization New York, NY Full Time Apply on company site Job Details Senior Trading Compliance Officer A leading financial services firm is seeking to add a...
5 days ago
Citi - New York, NY (9 miles from Englewood, NJ)
management....
5 days ago

Demographic Data for Englewood, NJ

Moving to Englewood, NJ? Find some basic demographic data about Englewood, NJ below.


27,119
1,163
Medium

Compliance Specialist Online Courses and Training Opportunities

Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...

What is Compliance?
Compliance isn't only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It's also about the positive impact a robust and ethical compliance program...

Construction Ethics and Compliance

Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to...


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Salary for Compliance Specialist Jobs in Englewood, NJ

This is the average annual salary for Compliance Specialist jobs in Englewood, NJ as reported by the BLS.

$88,024

Top Hiring Companies

Top hiring companies in your area for Compliance Specialist positions

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.

Highest Education Level

Compliance Specialists in Englewood, NJ offer the following education background
  • Bachelor's Degree (47.0%)
  • Master's Degree (34.4%)
  • Doctorate Degree (6.4%)
  • Associate's Degree (4.3%)
  • High School or GED (3.8%)
  • Vocational Degree or Certification (3.4%)
  • Some College (0.7%)
  • Some High School (0.1%)

Average Work Experience

Here's a breakdown of the number of years' experience offered by Compliance Specialists in Englewood, NJ
  • 4-6 years (48.1%)
  • 8-10 years (21.5%)
  • 6-8 years (18.4%)
  • 2-4 years (4.9%)
  • 1-2 years (3.5%)
  • Less than 1 year (2.3%)
  • 10+ years (1.2%)

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