Compliance Specialist Jobs in Mahwah, NJ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory and Compliance Analyst
- New York, NY (24 miles from Mahwah, NJ)
- moments ago
- New York, NY (24 miles from Mahwah, NJ)
- moments ago
Job Description: Regulatory and Compliance Analyst is needed to perform the following duties: Implement and oversee compliance with federal and state regulations including DEA, FDA, HIPAA, CMS,...
- New York, NY (24 miles from Mahwah, NJ)
- 20 hours ago
- New York, NY (24 miles from Mahwah, NJ)
- 20 hours ago
Privacy Compliance Coverage Officer Morgan Stanley Overview: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment...
Sr. Security Governance, Risk & Compliance Analyst - Paze
- New York, NY (24 miles from Mahwah, NJ)
- 2 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 2 days ago
At Early Warning, we've powered and protected the U.S. financial system for over thirty years with cutting-edge solutions like Zelle, Paze, and so much more. As a trusted name in payments, we...
- New York, NY (24 miles from Mahwah, NJ)
- 2 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 2 days ago
The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty and to provide...
Ice Cream Compliance Associate Manager, North America
- Englewood Cliffs, NJ (18 miles from Mahwah, NJ)
- 2 days ago
- Englewood Cliffs, NJ (18 miles from Mahwah, NJ)
- 2 days ago
By leveraging the capabilities of our planning, transportation, and warehousing teams, the Import/export Compliance Specialist ensures the seamless movement of ice cream products across borders....
- New York, NY (24 miles from Mahwah, NJ)
- 3 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 3 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Governance, Risk, and Compliance Associate or Senior Associate
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
ESG/ Advisory (Financial Security) Compliance Officer
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and advising business lines...
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
The world of digital assets is accelerating in speed, magnitude, and complexity, opening the door to new ways for leveraging the blockchain. Fireblocks' platform and network provide the simplest...
Investment Management Compliance Officer
- New York, NY (24 miles from Mahwah, NJ)
- 6 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 6 days ago
COMPANY OVERVIEW Global Atlantic Financial Group is a leading insurance company meeting the retirement and life insurance needs of individuals and institutions. With a strong financial foundation...
Governance, Risk, and Compliance Associate - Asset Management Consulting
- New York, NY (24 miles from Mahwah, NJ)
- 7 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 7 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Temporary Corporate Compliance Analyst (Job # 250176)
- New York, NY (24 miles from Mahwah, NJ)
- 8 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 8 days ago
Temporary Corporate Compliance Analyst (ID: 250176)New York, NY 10016$37-$40/hr on w2 (without benefits)End date: 12/31/202537.5 hours a weekHybrid Schedule (3 days on site, 2 days remote) once...
Compliance Officer - Options/Equity Trading
- New York, NY (24 miles from Mahwah, NJ)
- 8 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 8 days ago
The Role: We are seeking an experienced Compliance Officer with a strong background in financial services, specifically within broker-dealer operations, US capital markets, and FINRA regulatory...
- New York, NY (24 miles from Mahwah, NJ)
- 9 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 9 days ago
Position Overview At Apollo, we're a global team of alternative investment managers passionate about delivering uncommon value to our investors and shareholders....
- New York, NY (24 miles from Mahwah, NJ)
- 9 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 9 days ago
QA Compliance Officer Our client is seeking a highly qualified Quality Assurance Compliance Officer. This position is ideally suited to an individual who possesses a profound commitment to...
Demographic Data for Mahwah, NJ
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Salary for Compliance Specialist Jobs in Mahwah, NJ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Mahwah, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Management Consulting
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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