Compliance Specialist Jobs in Mahwah, NJ

A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.

Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.

1-15 of 82 Jobs

Financial Crime Compliance Officer - Legal Rules/Regulations, Governance and New Business

  • New York, NY (24 miles from Mahwah, NJ)
  • 14 hours ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 14 hours ago

Join us as a Financial Crime Compliance Officer, where you will support governance, oversight, and regulatory compliance efforts within Americas Financial Crime Compliance, through the enhancement...

Compliance Officer - Swap Advisory

  • New York, NY (24 miles from Mahwah, NJ)
  • 15 hours ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 15 hours ago

Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...

Analyst, Compliance & Control

  • New York, NY (24 miles from Mahwah, NJ)
  • 15 hours ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 15 hours ago

About the Role: Grade Level (for internal use): 10 About the Role/The Team: We are seeking an additional team member to support the implementation of regulatory action plans in the Americas,...

Quality Assurance and Regulatory Affairs Specialist

  • Bogota, NJ (15 miles from Mahwah, NJ)
  • 1 day ago
  • Bogota, NJ (15 miles from Mahwah, NJ)
  • 1 day ago

Quality Assurance and Regulatory Affairs Specialist Description The Quality Assurance and Regulatory Affairs Specialist will be responsible for supporting local Quality and Regulatory strategies,...

Analyst-Compliance, Global Financial Crimes Compliance, Product Approval

  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 1 day ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

VP-Regulatory Compliance Officer-CIB

  • New York, NY (24 miles from Mahwah, NJ)
  • 2 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 2 days ago

VP-Regulatory Compliance Officer-CIBNew York, United States of America WHAT YOU WILL BE DOING The VP, Compliance Officer coordinates and implements a wide range of regulatory compliance...

IT Risk and Compliance Analyst

  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago

IT Risk and Compliance Analyst Job Title: IT Risk and Compliance Analyst Location: NYC or Chicago, IL Hybrid 3 days - Onsite Duration: 6 months Contract Rate: $50/hr Job Description: Must Have:...

Advisory Compliance Officer - Fixed Income Business Line Compliance. Job in New York Gr8Jobs

  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 3 days ago

Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...

Compliance Officer Broker-Dealer

  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago

This is a high-impact role within a small team focused on equity research distribution for institutional clients....

Compliance Associate

  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 4 days ago

Compliance Associate 3.6 3.6 out of 5 stars New York, NY 10018 Hybrid work Position Summary This position reports to the Associate General Counsel/Compliance Officer and is part of the Legal and...

Regulatory Compliance Analyst

  • New York, NY (24 miles from Mahwah, NJ)
  • 5 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 5 days ago

Empower. Unite. Care. MetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that Health care is a right, not a privilege. If you have compassion...

IT Risk and Compliance Analyst in New York, NY/ Chicago, IL office at least 2 days a week

  • New York, NY (24 miles from Mahwah, NJ)
  • 5 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 5 days ago

Must Haves Strong communication skills to all levels, with previous experience of writing reports for senior staff Experience of ITIL Project Management experience Degree in technology-based...

Compliance Associate Broker-Dealer

  • New York, NY (24 miles from Mahwah, NJ)
  • 7 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 7 days ago

This is a high-impact role within a small team focused on equity research distribution for institutional clients....

IT Business Analyst - Compliance Systems

  • New York, NY (24 miles from Mahwah, NJ)
  • 8 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 8 days ago

Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. This role involves analyzing requirements,...

IT Business Analyst Compliance

  • New York, NY (24 miles from Mahwah, NJ)
  • 8 days ago
  • New York, NY (24 miles from Mahwah, NJ)
  • 8 days ago

Our client, a major bank in New York City, is looking for IT Business Analyst - Compliance Systems. Permanent position with competitive compensation package (base range is 150K - 165K), excellent...

Demographic Data for Mahwah, NJ

Moving to Mahwah, NJ? Find some basic demographic data about Mahwah, NJ below.


Local
National
25,487
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Compliance Specialist Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
Cannabis Compliance, Testing, and Research
Identify legal operations in the cannabis industry and investigate how research and development can advance cannabis science. Learn compliance and testing methods related to analytical chemistry...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Title Synonyms

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Salary for Compliance Specialist Jobs in Mahwah, NJ

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in Mahwah, NJ offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in Mahwah, NJ
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


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