Compliance Specialist Jobs in Piscataway, NJ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Holmdel, NJ (19 miles from Piscataway, NJ)
- 9 days ago
- Holmdel, NJ (19 miles from Piscataway, NJ)
- 9 days ago
Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building a best-in-class Law Department. We drive a high-performance...
- Princeton, NJ (15 miles from Piscataway, NJ)
- 9 days ago
- Princeton, NJ (15 miles from Piscataway, NJ)
- 9 days ago
Associate, Regulatory Engagement & Development and Broker-Dealer Compliance BlackRock 3.4 ( ) Princeton, NJ Why you should apply for a job to BlackRock : 67% say the CEO supports gender diversity...
Description: The Regulatory Affairs Specialist assists in the preparation, review and submission of high quality, regulatory submissions such to the Food and Drug Administration (FDA) and other...
Regulatory Affairs Specialist-Ad Promo
- Bridgewater, NJ (8 miles from Piscataway, NJ)
- 11 days ago
- Bridgewater, NJ (8 miles from Piscataway, NJ)
- 11 days ago
Company: Kelly Services Location: Bridgewater, NJ Career Level: Associate Industries: Recruitment Agency, Staffing, Job Board Description Regulatory Specialist - Ad Promo (medical device) Kelly...
Remote WorkInter Company Regulatory Compliance Officer
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 16 days ago
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 16 days ago
Job Description What is the Opportunity? We're looking for a highly motivated and experienced Associate Director, Intercompany Compliance to oversee and administer Horizontal Prudential Compliance...
Senior Compliance Associate, Policies & Procedures
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 22 days ago
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 22 days ago
The Role The Senior Compliance Associate, Policies and Procedures, will play a critical role in working closely with business counterparts to develop and maintain compliance policies and...
Food Safety & Regulatory Compliance Specialist
- Cranford, NJ (11 miles from Piscataway, NJ)
- 25 days ago
- Cranford, NJ (11 miles from Piscataway, NJ)
- 25 days ago
The role: The Food Safety & Regulatory Compliance Specialist in the food industry is responsible for policy creation and implementation of the programs for food safety, and to ensure compliance of regulatory...
VP, AML Financial Crimes Deputy Compliance Officer
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 25 days ago
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 25 days ago
The AML Compliance Group is responsible for the coordination of the Firm's AML Program and is the Firm's primary contact for regulatory agencies and Firm employees regarding issues related to the...
- Bridgewater, NJ (8 miles from Piscataway, NJ)
- 26 days ago
- Bridgewater, NJ (8 miles from Piscataway, NJ)
- 26 days ago
Ashland Inc. Are you the kind of person that is always thinking, sketching, seeking, and adjusting? Who needs to understand how things work and then figure out how they can work better? Are you a...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 28 days ago
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 28 days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
Control Room & Employee Compliance Officer
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 90+ days ago
- Jersey City, NJ (23 miles from Piscataway, NJ)
- 90+ days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
Demographic Data for Piscataway, NJ
Moving to Piscataway, NJ? Find some basic demographic data about Piscataway, NJ below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Piscataway, NJ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Piscataway, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »