Compliance Specialist Jobs in Warren, NJ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Piscataway, NJ (6 miles from Warren, NJ)
- 1 day ago
- Piscataway, NJ (6 miles from Warren, NJ)
- 1 day ago
Title: Regulatory Affairs Specialist Job Type: Regular Company: Health Research, Inc. (HRI) Roswell Park Division Department: Clinical Trials Office Time Type: Full time Weekly Hours: 40 FTE: 1...
- Rahway, NJ (12 miles from Warren, NJ)
- 1 day ago
- Rahway, NJ (12 miles from Warren, NJ)
- 1 day ago
Pharmaceutical Manufacturing company seeks a Regulatory Affairs Specialist. Resp. include ensuring compliance with FDA regulations, GMP and industry standards. Maintain and validate SOP to ensure...
Finance Risk Compliance Consultant
- Morristown, NJ (10 miles from Warren, NJ)
- 1 day ago
- Morristown, NJ (10 miles from Warren, NJ)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Senior Regulatory Compliance Analyst
- Princeton, NJ (19 miles from Warren, NJ)
- 4 days ago
- Princeton, NJ (19 miles from Warren, NJ)
- 4 days ago
Posting Details Posted: June 12, 2025 Full-Time Remote Locations Showing 1 location Nationwide Opportunity- Remote Princeton, NJ 08540, USA Job Details Description Location: Remote near any...
Quality Assurance And Regulatory Affairs Specialist
- Piscataway, NJ (6 miles from Warren, NJ)
- 5 days ago
- Piscataway, NJ (6 miles from Warren, NJ)
- 5 days ago
Job Title: Quality Assurance and Regulatory Affairs Specialist Job Description As a Quality Assurance and Regulatory Affairs Specialist, you will play a crucial role in supporting all activities...
- New Brunswick, NJ (10 miles from Warren, NJ)
- 5 days ago
- New Brunswick, NJ (10 miles from Warren, NJ)
- 5 days ago
Sun Pharma is the world's fourth largest generics company with presence in Specialty, Generics and Consumer Healthcare products. Supported by more than 40 manufacturing facilities, we provide...
Senior Financial Aid Specialist - Compliance
- Newark, NJ (19 miles from Warren, NJ)
- 10 days ago
- Newark, NJ (19 miles from Warren, NJ)
- 10 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Jersey, ark Jun 04, 2025 Description To participate in a remote work arrangement,...
Vice President-Control Room and Research Compliance Officer
- Jersey City, NJ (23 miles from Warren, NJ)
- 17 days ago
- Jersey City, NJ (23 miles from Warren, NJ)
- 17 days ago
Review BNPP Exane Equity Research Reports (incl....
- Piscataway, NJ (6 miles from Warren, NJ)
- 22 days ago
- Piscataway, NJ (6 miles from Warren, NJ)
- 22 days ago
REGULATORY COMPLIANCE OFFICER (Piscataway, NJ): (multiple pos.) assist with controls, deviations, incidents, nonconformances (PD/PK/WH); perform reviews/updates of SOPs; ensure adherence to SOP,...
Regional FSTDO Standards & Regulatory Compliance Specialist
- Whippany, NJ (14 miles from Warren, NJ)
- 26 days ago
- Whippany, NJ (14 miles from Warren, NJ)
- 26 days ago
About This Role Support the FSTDO Standards & Compliance Manager in work related to ensuring FSTDO standards and regulatory compliance for the assigned region, responsibilities include but not...
Regulatory Compliance Associate
- Newark, NJ (19 miles from Warren, NJ)
- 27 days ago
- Newark, NJ (19 miles from Warren, NJ)
- 27 days ago
Horizon Blue Cross Blue Shield of New Jersey empowers our members to achieve their best health. For over 90 years, we have been New Jerseys health solutions leader driving innovations that improve...
Regulatory Compliance Specialist
- Roselle Park, NJ (13 miles from Warren, NJ)
- 27 days ago
- Roselle Park, NJ (13 miles from Warren, NJ)
- 27 days ago
The Judge Group has partnered with a manufacturer with locations in New York and New Jersey looking for a Regulatory Compliance Specialist for their team....
Control Room & Employee Compliance Officer
- Jersey City, NJ (23 miles from Warren, NJ)
- 30+ days ago
- Jersey City, NJ (23 miles from Warren, NJ)
- 30+ days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
Regulatory Affairs Specialist, Americas
- Morristown, NJ (10 miles from Warren, NJ)
- 30+ days ago
- Morristown, NJ (10 miles from Warren, NJ)
- 30+ days ago
Today, Lonza is a global leader in life sciences operating across five continents. While we work in science, theres no magic formula to how we do it. Our greatest scientific solution involves...
Remote WorkCompliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading
- Warren, NJ
- 45+ days ago
- Warren, NJ
- 45+ days ago
Title: Compliance Officer, Conduct, Ethics Guidelines and Employee Stock Trading Company: Everest Global Services, Inc. Job Category: Compliance Oversight Job Description: About Everest: Everest...
Demographic Data for Warren, NJ
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Salary for Compliance Specialist Jobs in Warren, NJ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Warren, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Management Consulting
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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