Compliance Specialist Jobs in North Carolina
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Quality & Compliance Associate- Pharmaceutical/ Life Sciences
- Durham, NC
- 6 hours ago
- Durham, NC
- 6 hours ago
Quality & Compliance Associate- Pharmaceutical/ Life Sciences Job ID 224606 Posted 12-Jun-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) Durham -...
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Part-Time Regulatory Affairs Specialist Location: Durham, NC (Hybrid) Industry: Flavor, Fragrance, Food, Brewing, Distilling, Confectionery, Nutraceutical Schedule: Monday-Friday 8am-5pm, flexible...
Job Title: Part-Time Regulatory Affairs Specialist Location: Durham, NC (Hybrid) Industry: Flavor, Fragrance, Food, Brewing, Distilling, Confectionery, Nutraceutical Schedule: Monday-Friday...
Alternate Locations:** Radnor, PA (Pennsylvania); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska) **Work Arrangement:** Hybrid Preferred...
Lead Compliance Officer Global Surveillance Oversight (GSO)
- Charlotte, NC
- 3 days ago
- Charlotte, NC
- 3 days ago
Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part Trade Surveillance Oversight Team. This role will be responsible for providing oversight of the front-line Market Conduct...
CIG deploys it strategies across various vehicles including CLOs, separately managed accounts, private funds, mutual funds, and other commingled vehicles....
WHO WE ARE Elliott Davis pairs forward-thinking tax, assurance and consulting services with industry-leading workplace culture. Our nine offices - located in the fastest growing cities in the US -...
Lead Compliance Officer Global Surveillance Oversight (GSO)
- Charlotte, NC
- 6 days ago
- Charlotte, NC
- 6 days ago
Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part Trade Surveillance Oversight Team. This role will be responsible for providing oversight of the front-line Market Conduct...
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, North Carolina, Charlotte Jun 04, 2025 Description To participate in a remote work...
The GRC Compliance Analyst will facilitate the completion of industry, regulatory, and customer audit requests to accurately reflect NetApp's security and compliance posture to current and...
CK Group are recruiting for a Chemical Compliance Associate, to join a chemicals and materials manufacturer, at their site based near Sheffield, on a 12 month maternity cover contract. The...
The Risk and Compliance Analyst will play a critical role in driving the successful execution of a detailed analysis of Controls for our client's Commercial Banking environment. The Risk and...
Job Description International Business Compliance Analyst 4100 Beechwood Dr, Greensboro, NC 27410 GROFF Full-time Shift(s): MON TUE WED THU FRI 7:00am - 5:00pm OVERVIEW: As a full time,...
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Demographic Data for North Carolina
Moving to North Carolina? Find some basic demographic data about North Carolina below.
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Salary for Compliance Specialist Jobs in North Carolina
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in North Carolina offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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