Compliance Specialist Jobs in North Carolina
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Lead Compliance Officer - Macro Sales and Trading Compliance Team
- Charlotte, NC
- 1 day ago
- Charlotte, NC
- 1 day ago
About this role: Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career areas and lines of business at...
Sr. Regulatory Affairs Specialist Apply now " Date: Aug 15, 2025 Location: Charlotte, NC, US, 28277 USA Home Office, --, US, NA Company: Dentsply Sirona, Inc Dentsply Sirona is the world's largest...
Overview This is a remote role that may be hired in several markets across the United States The AML/CFT Compliance Officer is responsible for ensuring the effectiveness of the organization's...
Remote WorkAssociate Regulatory & Financial Compliance Analyst IAT Insurance Group, Inc. - 3.4 Raleigh, NC Job Details Full-time Estimated: $46.7K - $67.9K a year 19 hours ago Benefits Profit sharing Paid...
Expected Travel : Up to 10% Requisition ID : 12601 About Teleflex Incorporated As a global provider of medical technologies, Teleflex is driven by our purpose to improve the health and quality of...
The Risk and Compliance Analyst will play a critical role in driving the successful execution of a detailed analysis of Controls for our client's Commercial Banking environment. The Risk and...
For more than a century, Ben E. Keith Company has been a leader in fine food and premium beverage distribution, and we strive to consistently exceed our customers’ expectations. Our Food Division...
Senior Business Management Specialist - Compliance Operations
- Charlotte, NC
- 10 days ago
- Charlotte, NC
- 10 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Our client in the financial industry is seeking a 1099 Tax Compliance Consultant to join their team. As a 1099 Tax Compliance Consultant, you will be part of the Tax Compliance Department...
Security Risk & Compliance Analyst Treasury Technology
- Charlotte, NC
- 18 days ago
- Charlotte, NC
- 18 days ago
Hi, Job Title: Security Risk & Compliance Analyst Treasury Technology Location: Charlotte, NC (Hybrid-3 Days Onsite) Duration: 6-month renewable contract (expected up to 18 months) Key...
Governance, Risk and Compliance Analyst Intermediate
- Greensboro, NC
- 19 days ago
- Greensboro, NC
- 19 days ago
Overview The Governance, Risk & Compliance (GRC) Analyst - Intermediate will collaborate with process owners, internal auditors, external auditors, and other stakeholders in order to assist in...
Compliance has oversight responsibility....
Lead Compliance Officer - Corporate and Investment Banking (CIB) Compliance
- Charlotte, NC
- 25 days ago
- Charlotte, NC
- 25 days ago
About this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics across CIB Compliance. The Lead Compliance Officer...
Senior Compliance Officer - Customer Complaints & Regulatory Response
- Charlotte, NC
- 25 days ago
- Charlotte, NC
- 25 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since...
Demographic Data for North Carolina
Moving to North Carolina? Find some basic demographic data about North Carolina below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs in North Carolina
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in North Carolina offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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