Compliance Specialist Jobs in Doylestown, PA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Associate - Global Due Diligence
- Oaks, PA (20 miles from Doylestown, PA)
- 1 day ago
- Oaks, PA (20 miles from Doylestown, PA)
- 1 day ago
These products include mutual funds, collective investment trusts (CITs), ETFs, managed accounts, and funds in other regions like Ireland and Canada....
Compliance Consultant, Funds Management
- Radnor, PA (21 miles from Doylestown, PA)
- 2 days ago
- Radnor, PA (21 miles from Doylestown, PA)
- 2 days ago
Alternate Locations: Radnor, PA (Pennsylvania) Work Arrangement: Hybrid/Common Days+ : Work 2-3 days a week in a Lincoln office with a designated workspace. Relocation assistance: is not available...
Government Funding Compliance Consultant - Manager
- Philadelphia, PA (24 miles from Doylestown, PA)
- 5 days ago
- Philadelphia, PA (24 miles from Doylestown, PA)
- 5 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Manager Job Description & Summary A career in our Cybersecurity, Privacy and...
Fixed Income Compliance Associate Experienced Hire
- Bala Cynwyd, PA (20 miles from Doylestown, PA)
- 7 days ago
- Bala Cynwyd, PA (20 miles from Doylestown, PA)
- 7 days ago
Overview We are seeking a highly motivated individual to join our team as a Fixed Income Compliance Associate. You will be directly involved in reviewing all aspects of the Firm's fixed income...
Lead Regulatory Affairs Specialist
- Audubon, PA (16 miles from Doylestown, PA)
- 7 days ago
- Audubon, PA (16 miles from Doylestown, PA)
- 7 days ago
At Globus Medical, we move with a sense of urgency to deliver innovations that improve the quality of life of patients with musculoskeletal disorders. Our team is inspired by the needs of these...
Technical Business Analyst Compliance Technology Experienced Hire
- Bala Cynwyd, PA (20 miles from Doylestown, PA)
- 14 days ago
- Bala Cynwyd, PA (20 miles from Doylestown, PA)
- 14 days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
- Center Valley, PA (21 miles from Doylestown, PA)
- 16 days ago
- Center Valley, PA (21 miles from Doylestown, PA)
- 16 days ago
Allied Personnel Services is seeking candidates for a Trade Compliance opening! This long term temporary role is an excellent opportunity to work for one of the Lehigh Valley's top manufacturers!...
Analyst, Compliance (Remote Consideration)
- Trenton, NJ (22 miles from Doylestown, PA)
- 20 days ago
- Trenton, NJ (22 miles from Doylestown, PA)
- 20 days ago
Alternate Locations:** Charlotte, NC (North Carolina); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska); Radnor, PA (Pennsylvania); Work...
Remote Work- Trenton, NJ (22 miles from Doylestown, PA)
- 20 days ago
- Trenton, NJ (22 miles from Doylestown, PA)
- 20 days ago
Your Future Evolves Here Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
Sr Regulatory Affairs Specialist
- Audubon, PA (16 miles from Doylestown, PA)
- 23 days ago
- Audubon, PA (16 miles from Doylestown, PA)
- 23 days ago
At Globus Medical, we move with a sense of urgency to deliver innovations that improve the quality of life of patients with musculoskeletal disorders. Our team is inspired by the needs of these...
Overview The CO is responsible for performing analysis and reviews to ensure compliance with the Community Reinvestment Act, aiding the MCO in maintaining Satisfactory or better Community...
Remote WorkTechnical Business Analyst - Compliance
- Bala Cynwyd, PA (20 miles from Doylestown, PA)
- 30+ days ago
- Bala Cynwyd, PA (20 miles from Doylestown, PA)
- 30+ days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
- Hamilton, NJ (22 miles from Doylestown, PA)
- 30+ days ago
- Hamilton, NJ (22 miles from Doylestown, PA)
- 30+ days ago
The Company You'll Join Carta develops purpose-built software that transforms traditional accounting into a powerful growth engine. Carta's world-class fund administration platform supports nearly...
Regulatory Compliance Specialist (9891)
- Morrisville, PA (19 miles from Doylestown, PA)
- 30+ days ago
- Morrisville, PA (19 miles from Doylestown, PA)
- 30+ days ago
Based in Morrisville, NC, we are seeking a dedicated and detail-oriented Regulatory Compliance Specialist to manage supplemental distributor registrations and labels in the USA....
- Bala Cynwyd, PA (20 miles from Doylestown, PA)
- 45+ days ago
- Bala Cynwyd, PA (20 miles from Doylestown, PA)
- 45+ days ago
Compliance Associate 3.8 3.8 out of 5 stars Bala-Cynwyd, PA Our Compliance team provides critical support to ensure that the firm operates within regulatory requirements. By joining our team, you...
Demographic Data for Doylestown, PA
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Salary for Compliance Specialist Jobs in Doylestown, PA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Doylestown, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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