Compliance Specialist Jobs in Pennsylvania
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Non-Depository and Securities Compliance Examiner 1
- State of Pennsylvania
- Harrisburg, PA
- 1 day ago
- Harrisburg, PA
- 1 day ago
THE POSITION Step into a rewarding role as a Non-Depository and Security Compliance Examiner 1 with the Pennsylvania Department of Banking & Securities (DoBS). In this entry-level position, you...
In PersonNon-Depository and Securities Compliance Examiner 1
- Commonwealth of Pennsylvania
- Dauphin, PA
- 2 days ago
- Dauphin, PA
- 2 days ago
Step into a rewarding role as a Non-Depository and Security Compliance Examiner 1 with the Pennsylvania Department of Banking & Securities (DoBS). In this entry-level position, you will begin...
In PersonRisk and Compliance Analyst Schedule: 9:00 AM to 5:30 PM FLSA: Non-Exempt Position Type: Full-Time/Regular Akin Gump Strauss Hauer & Feld LLP is a leading international law firm with more than 900...
RemoteThe Chief Risk and Compliance Officer (CRCO) will serve as a strategic and collaborative leader responsible for advancing Geisinger Health's culture of integrity, accountability, and risk-aware...
In Person- Masis Staffing Solutions
- Pittsburgh, PA
- 18 days ago
- Pittsburgh, PA
- 18 days ago
Not Ready Important Notice About the Application Process This position offers use of our AI screening tool as part of the initial candidate review. While completing the AI screening is optional,...
In Person- First Citizens Community Bank
- Fredericksburg, PA
- 18 days ago
- Fredericksburg, PA
- 18 days ago
BSA/AML Compliance Associate Fredericksburg, PA 7 DAYS AGO 22550601 Summary Fredericksburg, PA In-Person Competitive Salary 1 Years Experience High school graduate or equivalency certificate (GED)...
In PersonGovernance, Risk & Compliance Analyst, Specialist
- Vanguard
- Malvern, PA
- 22 days ago
- Malvern, PA
- 22 days ago
The Governance, Risk & Compliance Analyst, Specialist is a key member of Vanguard's Global Enterprise Security's Governance, Risk, Compliance (GRC) and Strategic Operations team....
In Person- Villanova University
- Doylestown, PA
- 23 days ago
- Doylestown, PA
- 23 days ago
BSA/AML Compliance Associate Doylestown, PA 2 DAYS AGO 22550613 Summary Doylestown, PA In-Person Competitive Salary 1 Years Experience High school graduate or equivalency certificate (GED) No...
In PersonResearch Financial Compliance Analyst FACO
- The Pennsylvania State University
- State College, PA
- 24 days ago
- State College, PA
- 24 days ago
APPLICATION INSTRUCTIONS: CURRENT PENN STATE EMPLOYEE (faculty, staff, technical service, or student), please login to Workday to complete the internal application process. Please do not apply...
RemoteBSA/AML Compliance Associate Mansfield, PA 1 DAYS AGO 22550610 Summary Mansfield, PA In-Person Competitive Salary 1 Years Experience High school graduate or equivalency certificate (GED) No...
In PersonResearch Financial Compliance Analyst - FACO
- Penn State University
- University Park, PA
- 26 days ago
- University Park, PA
- 26 days ago
APPLICATION INSTRUCTIONS: CURRENT PENN STATE EMPLOYEE (faculty, staff, technical service, or student), please login to Workday to complete the internal application process. Please do not apply...
HybridSpecialist, Compliance & Control (AML Surveillance Transaction Monitoring)
- The Bank of New York Mellon
- Pittsburgh, PA
- 27 days ago
- Pittsburgh, PA
- 27 days ago
JobID: 77016 Category: Compliance & Control JobSchedule: Full time Posted Date: 2026-04-17T16:14:21+00:00 JobShift: Day Base Salary Min: 52000 We're seeking a future team member for the role of...
In PersonSenior Risk and Compliance Analyst
- Highmark Health
- Pittsburgh, PA
- 30+ days ago
- Pittsburgh, PA
- 30+ days ago
Company : Highmark Health Job Description : JOB SUMMARY This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range of...
In PersonCompany : Highmark Health Job Description : JOB SUMMARY This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range of...
RemoteThe Compliance Associate plays a key role within the Wealth Advisory team, supporting the Chief Compliance Officer and team members with a range of compliance activities. The role involves...
In PersonDemographic Data for Pennsylvania
Moving to Pennsylvania? Find some basic demographic data about Pennsylvania below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Pennsylvania
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Pennsylvania offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Computer Skills
- Time Management
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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