Compliance Specialist Jobs in King Of Prussia, PA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Audubon, PA (4 miles from King Of Prussia, PA)
- 2 days ago
- Audubon, PA (4 miles from King Of Prussia, PA)
- 2 days ago
Piper Companies is seeking a Regulatory Affairs Specialist to join an orthopedic medical device company headquarters in Audubon, Pennsylvania. The Regulatory Affairs Specialist assists with...
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 9 days ago
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 9 days ago
Company Credit Genie is a mobile-first financial wellness platform designed to help individuals take control of their financial future. We leverage artificial intelligence to provide personalized...
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 11 days ago
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 11 days ago
Who we are: At Nasdaq, we are relentlessly reimagining the world of tomorrow - one that is built on innovative technology, fueled by market-moving insights and driven by forward thinking. We...
- Audubon, PA (4 miles from King Of Prussia, PA)
- 17 days ago
- Audubon, PA (4 miles from King Of Prussia, PA)
- 17 days ago
At Globus Medical, we move with a sense of urgency to deliver innovations that improve the quality of life of patients with musculoskeletal disorders. Our team is inspired by the needs of these...
- West Chester, PA (13 miles from King Of Prussia, PA)
- 25 days ago
- West Chester, PA (13 miles from King Of Prussia, PA)
- 25 days ago
Senior Compliance Associate Date: Jul 22, 2025 Location: West Chester, United States, Pennsylvania, 19380 Company: Teva Pharmaceuticals Job Id: 62950 **Who we are** Together, were on a mission to...
Sr Product Stewardship & Regulatory Affairs Specialist Job
- Radnor, PA (2 miles from King Of Prussia, PA)
- 30+ days ago
- Radnor, PA (2 miles from King Of Prussia, PA)
- 30+ days ago
In conjunction with the Specialty Surfactants Business Unit (BU) for which the position is responsible, manage activities to assure compliance with legal and corporate product stewardship and...
Global Senior Governance, Risk, and Compliance Analyst (King Of Prussia, PA, US, 19406)
- King of Prussia, PA
- 30+ days ago
- King of Prussia, PA
- 30+ days ago
Requistion Number: 26210 When you work for AmeriGas, you become a part of something BIG! Founded in 1959, AmeriGas is the nation's premiere propane company, serving over 1.5 million residential,...
- Glen Mills, PA (13 miles from King Of Prussia, PA)
- 45+ days ago
- Glen Mills, PA (13 miles from King Of Prussia, PA)
- 45+ days ago
In this role, the Compliance Associate will play a key part in supporting and implementing compliance programs for SEC-registered investment advisers and funds (including mutual funds and ETFs)....
U.S. Anti-Money Laundering Compliance Officer
- Malvern, PA (8 miles from King Of Prussia, PA)
- 45+ days ago
- Malvern, PA (8 miles from King Of Prussia, PA)
- 45+ days ago
Vanguard is seeking a dynamic and experienced leader to join our team as the U.S. AMLCO. This executive role is crucial in safeguarding our organization and clients from financial crimes,...
Analyst, Compliance & Product Support
- Exton, PA (13 miles from King Of Prussia, PA)
- 60+ days ago
- Exton, PA (13 miles from King Of Prussia, PA)
- 60+ days ago
As an Analyst, you will be a member of the compliance team and will play an integral role in AXA XL's US (Re) Insurance Compliance and Regulatory operations. This team is part of AXA XL's North...
Technical Business Analyst Compliance Technology Experienced Hire
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 60+ days ago
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 60+ days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Global Senior Governance, Risk, and Compliance Analyst
- King of Prussia, PA
- 90+ days ago
- King of Prussia, PA
- 90+ days ago
Requistion Number: 26210 When you work for AmeriGas, you become a part of something BIG! Founded in 1959, AmeriGas is the nations premiere propane company, serving over 1.5 million residential,...
Sr Regulatory Affairs Specialist
- Audubon, PA (4 miles from King Of Prussia, PA)
- 90+ days ago
- Audubon, PA (4 miles from King Of Prussia, PA)
- 90+ days ago
At Globus Medical, we move with a sense of urgency to deliver innovations that improve the quality of life of patients with musculoskeletal disorders. Our team is inspired by the needs of these...
Demographic Data for King Of Prussia, PA
Moving to King Of Prussia, PA? Find some basic demographic data about King Of Prussia, PA below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in King Of Prussia, PA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in King Of Prussia, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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