Compliance Specialist Jobs in Addison, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Affairs Specialist, III
- Plano, TX (9 miles from Addison, TX)
- 3 days ago
- Plano, TX (9 miles from Addison, TX)
- 3 days ago
Description Job Summary: The Regulatory Affairs Level III (Senior Specialist) position is responsible for global product registrations and ensuring regulatory compliance in the design,...
Regional Compliance Officer - Australia & New Zealand
- Dallas, TX (12 miles from Addison, TX)
- 5 days ago
- Dallas, TX (12 miles from Addison, TX)
- 5 days ago
At MoneyGram, we connect the world by making cross-border money transfers seamless, affordable, and secure for everyone. We are seeking\: Regional Compliance Officer What you will contribute\: The...
Governance, Risk, and Compliance Analyst, Specialist
- Dallas, TX (12 miles from Addison, TX)
- 6 days ago
- Dallas, TX (12 miles from Addison, TX)
- 6 days ago
What You'll Do Support the development and maintenance of our operational and key control inventories. Design and document control objectives, performance procedures, and testing protocols....
Audit Regulatory Affairs Specialist
- Richardson, TX (5 miles from Addison, TX)
- 6 days ago
- Richardson, TX (5 miles from Addison, TX)
- 6 days ago
At HCSC, our employees are the cornerstone of our business and the foundation to our success. We empower employees with curated development plans that foster growth and promote rewarding,...
Dallas Risk and Compliance Consultant - 2026
- Dallas, TX (12 miles from Addison, TX)
- 10 days ago
- Dallas, TX (12 miles from Addison, TX)
- 10 days ago
JOB REQUISITION Dallas Risk and Compliance Consultant - 2026 LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with Protiviti? The Protiviti career...
Midstream Regulatory Compliance Specialist
- Dallas, TX (12 miles from Addison, TX)
- 17 days ago
- Dallas, TX (12 miles from Addison, TX)
- 17 days ago
Midstream Regulatory Compliance Specialist Location: Dallas, TX Department: Regulatory Affairs / Compliance Reports To: VP of Engineering & Technical Services Employment Type: Full-Time Experience Level...
Sr Quality & Compliance Associate- Remote in Dallas/ Irving, TX
- Dallas, TX (12 miles from Addison, TX)
- 18 days ago
- Dallas, TX (12 miles from Addison, TX)
- 18 days ago
Sr Quality & Compliance Associate- Remote in Dallas/ Irving, TX Job ID 224829 Posted 16-Jun-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) Dallas -...
Remote WorkDirector, Privacy Compliance Officer
- Frisco, TX (15 miles from Addison, TX)
- 23 days ago
- Frisco, TX (15 miles from Addison, TX)
- 23 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Dallas, TX (12 miles from Addison, TX)
- 26 days ago
- Dallas, TX (12 miles from Addison, TX)
- 26 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Irving, TX (11 miles from Addison, TX)
- 29 days ago
- Irving, TX (11 miles from Addison, TX)
- 29 days ago
Why GM Financial? GM Financial promotes an inclusive Culture to Win that is centered around leading with core values, empowering team members, and accomplishing strategic priorities while...
- Dallas, TX (12 miles from Addison, TX)
- 30+ days ago
- Dallas, TX (12 miles from Addison, TX)
- 30+ days ago
MORE ABOUT THIS SKILLSET Manage the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. Our colleagues in Global Compliance are responsible...
Airworthiness/Regulatory Compliance Specialist (Integrated Management System/IMS)
- Dallas, TX (12 miles from Addison, TX)
- 30+ days ago
- Dallas, TX (12 miles from Addison, TX)
- 30+ days ago
Job Summary: The Airworthiness/Regulatory Compliance Specialist will report to the Quality Director....
Compliance, Wealth Management Compliance - Associate - Dallas
- Dallas, TX (12 miles from Addison, TX)
- 30+ days ago
- Dallas, TX (12 miles from Addison, TX)
- 30+ days ago
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
Compliance Officer, Branch Examiner
- Dallas, TX (12 miles from Addison, TX)
- 30+ days ago
- Dallas, TX (12 miles from Addison, TX)
- 30+ days ago
M Financial Group is a community of leaders comprising the best and brightest minds in our industry. By combining individuals' expertise and skill, M Financial Group has become a powerful force...
Regional FSTDO Standards & Regulatory Compliance Specialist
- Dallas, TX (12 miles from Addison, TX)
- 45+ days ago
- Dallas, TX (12 miles from Addison, TX)
- 45+ days ago
About This Role Support the FSTDO Standards & Compliance Manager in work related to ensuring FSTDO standards and regulatory compliance for the assigned region, responsibilities include but not...
Demographic Data for Addison, TX
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Salary for Compliance Specialist Jobs in Addison, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Addison, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Equities
- Derivatives
- Internal Control
- Management Reporting
- Fixed Income
- Investment Banking
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Due Diligence
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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