Compliance Specialist Jobs in Texas
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
In PersonExcited to grow your career? BBVA is a global company with more than 160 years of history that operates in more than 25 countries where we serve more than 80 million customers. We are more than...
In PersonPortfolio Management Compliance Associate Plano, TX, USA
- Fisher Investments
- Plano, TX
- 10 days ago
- Plano, TX
- 10 days ago
The Opportunity: The Portfolio Management Compliance (PMC") Associate is responsible for helping to support Portfolio Management Compliance team tasks, requirements, and protocols within the...
RemoteDeputy Chief Compliance Officer, Broker Dealer Compliance
- Cetera Financial Group
- Dallas, TX
- 10 days ago
- Dallas, TX
- 10 days ago
The Deputy Chief Compliance Officer, Broker Dealers is responsible for supporting our Cetera Investment Services broker dealer and overseeing shared service functions performed on behalf of all...
HybridPortfolio Management Compliance Associate
- Fisher Investments
- Plano, TX
- 12 days ago
- Plano, TX
- 12 days ago
Overview The Opportunity: The Portfolio Management Compliance (PMC) Associate is responsible for helping to support Portfolio Management Compliance team tasks, requirements, and protocols within...
HybridRemote, Remote, USA Full-time Clearance Requirement: None Company Description Founded in 1989, SOSi is among the largest private, founder-owned technology and services integrators in the defense...
In Person- First Cash Financial Services, Inc.
- Fort Worth, TX
- 18 days ago
- Fort Worth, TX
- 18 days ago
What Makes a FirstCash Firearms Compliance Associate: At FirstCash, Inc. (First Cash Pawn, Cash America Pawn, & other brands), we take pride in our employees because they are talented, considerate...
In PersonJob Overview: Regulatory & Scientific Affairs is integral to bringing new products to market as quickly as possible while ensuring ingredients and packaging materials are safe for use in, or in...
In PersonGovernance, Risk & Compliance Analyst, Specialist
- Vanguard
- Dallas, TX
- 21 days ago
- Dallas, TX
- 21 days ago
The Governance, Risk & Compliance Analyst, Specialist is a key member of Vanguard's Global Enterprise Security's Governance, Risk, Compliance (GRC) and Strategic Operations team....
In Person- Baylor College of Medicine
- Houston, TX
- 22 days ago
- Houston, TX
- 22 days ago
Summary As a Research Compliance Associate for the Research Conflict of Interest (RCOI) Office, you will provide research conflict of interest compliance reviews, monitoring of Financial Conflict...
In PersonTreasury Risk and Compliance Associate
- DTCC Candidate Experience Site
- Coppell, TX
- 23 days ago
- Coppell, TX
- 23 days ago
View More Jobs Treasury Risk and Compliance Associate Jersey City, NJ, United States and 1 more Be the First to Apply Apply Now Job Info Job Identification 213592 Job Category Finance Posting Date...
Hybrid Full TimeFinancial Crime Compliance Consultant
- Capgemini Holding Inc
- San Antonio, TX
- 25 days ago
- San Antonio, TX
- 25 days ago
Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you'd like, where you'll be supported and inspired bya collaborative community of colleagues...
In PersonSenior Regional Compliance Associate Farther - 5.0 Irving, TX Job Details 1 hour ago Benefits Health insurance Unlimited paid time off 401(k) matching Qualifications Customer complaint resolution...
In PersonChief Compliance Officer, Green Pier Fintech The Role The Chief Compliance Officer (CCO) is a key member of the senior leadership team, responsible for providing strategic guidance on regulatory...
In PersonThis position will have the opportunity to support a variety of account types, including 1940 Act mutual funds, separate accounts, UCITS funds, 81-102 Accounts, collective trusts, commodity pools and...
HybridDemographic Data for Texas
Moving to Texas? Find some basic demographic data about Texas below.
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Title Synonyms
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Salary for Compliance Specialist Jobs in Texas
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Texas offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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