Compliance Specialist Jobs in Texas
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Alternate Locations:** Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana); Work from Home **Work Arrangement:** Hybrid Preferred : Preferred...
Remote WorkSenior Lead Compliance Officer - Regulatory Change & Inventory Management
- Irving, TX
- 10 hours ago
- Irving, TX
- 10 hours ago
About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. Learn more about the...
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly...
The NERC Regulatory Compliance Specialist ensures compliance with NERC, FERC, and regional reliability standards across fossil fuel and renewable energy sites....
Comptroller- Risk & Compliance Associate/ Analyst ( 00050994 ) Organization : COMPTROLLER OF PUBLIC ACCOUNTS Primary Location : Texas-Austin Work Locations : Lyndon B Johnson Building (304-00001)...
The Cyber Security Risk & Compliance Analyst will support all aspects of cyber security governance, risk and compliance activities. This will include performing cyber security assessments, cyber...
Compliance, Consumer Compliance, Associate, Richardson TX
- Richardson, TX
- 2 days ago
- Richardson, TX
- 2 days ago
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
Taxpayer Compliance Officer I (Regulatory Compliance Officer I)
- Del Rio, TX
- 2 days ago
- Del Rio, TX
- 2 days ago
GENERAL DESCRIPTION: A Regulatory Compliance Officer I (RCO I) is responsible for ensuring compliance with state liquor laws and cigarette tax laws as applied to the importation of alcoholic...
Regulatory Affairs Analyst II Waters Corporation Bangalore, IN Overview The Regulatory Affairs Specialist II has primary responsibility for provision of In Vitro Diagnostic regulatory support to...
Senior Regulatory Compliance Specialist - Level 3
- Fort Worth, TX
- 8 days ago
- Fort Worth, TX
- 8 days ago
Description: You will be the Regulatory Compliance Specialist for the Logistics Information Technology (LogIT) Product Support Provider (PSP) Team....
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
The Regulatory Affairs Level III (Senior Specialist) position is responsible for global product registrations and ensuring regulatory compliance in the design, manufacturing, and sales of medical...
Senior Regulatory Affairs Specialist (Memphis, TN)
- Fort Worth, TX
- 9 days ago
- Fort Worth, TX
- 9 days ago
Life Unlimited. At Smith+Nephew we design and manufacture technology that takes the limits off living. Are you passionate about navigating regulatory landscapes? Do you thrive in fast-paced...
The Compliance Officer, Global Financial Crimes Group will assist the head of the Global Financial Crimes Group (FCG) with the ongoing activities related to the development, implementation and...
What You'll Do Support the development and maintenance of our operational and key control inventories. Design and document control objectives, performance procedures, and testing protocols....
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Salary for Compliance Specialist Jobs in Texas
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Texas offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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