Compliance Specialist Jobs in Texas
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Assist the Director of Compliance with developing, administering and maintaining the Bank's Compliance Management Program in order to ensure compliance with all consumer protection laws as well as...
SENIOR COMPLIANCE AND RISK ANALYST IN Irving, TX, USA! Date Posted: 04/28/2025 Hiring Organization: Rose International Position Number: 481879 Job Title: Senior Compliance and Risk Analyst Job...
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Manager Job Description & Summary A career in our Cybersecurity, Privacy and...
Job Type Full-time Description Position Purpose and Objectives The Mortgage Compliance Officer is responsible for helping ensure that the Credit Union's mortgage lending activities comply with all...
Position Summary The Risk and Compliance Analyst supports the Director of Risk and Compliance in all facets of Susser Bank's Risk and Compliance Management Programs. Salary range: $65,000 -...
Posting NumberSRGV8218 Working TitleFINANCIAL AID COMPLIANCE OFFICER Number of Vacancies1 Location DepartmentFinancial Aid FTE1.0 FLSAExempt Scope of Job To serve as the primary resource on...
About Altruist Altruist is the modern custodian built exclusively for independent financial advisors that combines a self-clearing brokerage firm with intuitive software for account opening,...
Remarketing and Collections Compliance Administrator
- Fort Worth, TX
- 7 days ago
- Fort Worth, TX
- 7 days ago
About Us\: Who is Mercedes-Benz Financial Services? Mercedes-Benz Financial Services, part of the global company Mercedes-Benz Mobility AG is the captive financing and mobility solutions company...
Asset & Wealth Management, Private Bank, Governance and Regulatory Affairs, Analyst - Dallas
- Dallas, TX
- 8 days ago
- Dallas, TX
- 8 days ago
YOUR IMPACT As a member of the Private Banks Governance and Regulatory Affairs team (the "GRA team"), you will play a key role in a growing business, where you will be part of a team that builds,...
Compliance, Non-Prudential Reg Compliance, Associate - Dallas
- Dallas, TX
- 9 days ago
- Dallas, TX
- 9 days ago
Compliance, Non-Prudential Reg Compliance, Associate Part of the Office of Regulatory Relations ("ORR") Division, the firm's Non-Prudential Regulator Team ("NPR") is a dynamic team of...
Sr. Analyst, Compliance - AML Modeling Country: United States of America The Sr. Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk....
alternative investments, third-party ETF model strategies, collective investment trusts, private funds, a 529 Education Savings Plan and brokerage services....
About Marvell Marvell's semiconductor solutions are the essential building blocks of the data infrastructure that connects our world. Across enterprise, cloud and AI, automotive, and carrier...
Position Responsibilities: The Licensing and Compliance Associate is responsible for overseeing Electronic Data Interchange (EDI) and Fintech aging reports, resolving outstanding balances for...
Position Summary: The Senior Security Risk and Compliance Analyst is a highly respected, influential and in-demand role within the business. The position is responsible supporting the security...
Demographic Data for Texas
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Salary for Compliance Specialist Jobs in Texas
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Texas offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Equity Research
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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